RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S••••••• E•••
- Title
- Financial Analystreportedvertiswealth.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- V••••• W•••••• L•• i••••••••• wealth currentsince Oct 22, 2021 · Fort Smith, Ar
- V••••• W•••••• L•• i••••••••• wealthApr 8, 2021 to May 12, 2021 · Chicago, Il
- A• W••••• M••••••••• L•• BD affiliatedAug 25, 2016 to Oct 4, 2021 · Fort Smith, Ar
- B••••••••• C•••••• M••••••••• L•• i••••••••• wealthApr 24, 2014 to Aug 26, 2016 · Fort Smith, Ar
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 30, 2010 to Apr 24, 2014 · Fort Smith, Ar
- R••••••• C••••• A••••••• S••••••• formerJul 1, 2008 to May 27, 2010 · Fort Smith, Ar
- F•••• I••••••••• A••••••• S•••••••• I••• unclassifiedMar 17, 2008 to Jul 11, 2008 · Fort Smith, Ar
- H••••• I••••••••• M••••••••• L•• i••••••••• wealthJul 3, 2007 to Mar 17, 2008 · Fort Smith, Ar
- E••• • A••••••••• I••• unclassifiedOct 18, 2006 to Jul 3, 2007 · Fort Smith, Ar
- A• W••••• M••••••••• L•• to V••••• W•••••• L••left Oct 4, 2021, registered Apr 8, 2021 (-179 days) · Affiliated broker-dealer or bank to independent RIA
- B••••••••• C•••••• M••••••••• L•• to A• W••••• M••••••••• L••left Aug 26, 2016, registered Aug 25, 2016 (-1 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• C•••••• M••••••••• L••left Apr 24, 2014, registered Apr 24, 2014 (0 days) · Other
- R••••••• C••••• A••••••• S••••••• to G••••• F•••••••• P•••••• C••••••• I•••left May 27, 2010, registered Jun 30, 2010 (34 days) · Other
- F•••• I••••••••• A••••••• S•••••••• I••• to R••••••• C••••• A••••••• S•••••••left Jul 11, 2008, registered Jul 1, 2008 (-10 days) · Other
- H••••• I••••••••• M••••••••• L•• to F•••• I••••••••• A••••••• S•••••••• I•••left Mar 17, 2008, registered Mar 17, 2008 (0 days) · Other
- E••• • A••••••••• I••• to H••••• I••••••••• M••••••••• L••left Jul 3, 2007, registered Jul 3, 2007 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address