DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pallas Capital Advisors, LLC
Latest filing Jul 24, 2026
First filing on the tape Sep 16, 2020 · 40 filings
SEC status approved since Nov 12, 2020
RAUM
$4.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$4.3B individuals and HNW
Advisors
28
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
28
23 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$4.3B as of Jul 24, 2026
Mar 11, 2021$720M then
HNW client RAUM$3.6B as of Jul 24, 2026
Mar 11, 2021$709M then
State-registered IARs (5.B.3)23 as of Jul 24, 2026
Mar 11, 20219 then
Employees (5.A)28 as of Jul 24, 2026
Mar 11, 202112 then
Private funds: no history
RAUM +35% over the last fiscal year+41% a year over threeIARs 25 to 23offices 4 to 5
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.7MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- -8.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $4.3BreportedItem 5.I
- Custody
- $1.3B, 721 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.6B85%
- Individuals$648M15%
- Corporations and businesses$14.4M0.3%
- Charitable organizations$2.7M0.1%
- Pension and profit-sharing plans$2.3M0.1%
- Individual clients
- 747reported
- HNW clients
- 474reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4,210reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.3B for 721 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
28 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Richard Sholes Mullen | Braintree, Ma | Nov 16, 2020 | 32 y | 4 |
| Charles Costa Evangelakos | Braintree, Ma | Nov 16, 2020 | 33 y | 2 |
| James Christopher LandryChartered Financial Consultant | Braintree, Ma | Nov 16, 2020 | 28 y | 2 |
| Camden Link Newton | Braintree, Ma | Nov 18, 2020 | 20 y | 1 |
| Gregory Edward Boyle | Braintree, Ma | Nov 18, 2020 | 20 y | 5 |
| Jack Andrew MccrokenCertified Financial Planner | Braintree, Ma | Nov 18, 2020 | 14 y | 3 |
| Ali Danielle Laflamme | Braintree, Ma | May 14, 2021 | 19 y | 4 |
| Joseph Arthur CullenCertified Financial Planner | Braintree, Ma | May 14, 2021 | 26 y | 1 |
| Ryner Lee GorowskyCertified Financial Planner | Braintree, Ma | May 14, 2021 | 16 y | 1 |
| Shannon Nicole SmithCertified Financial Planner | Braintree, Ma | May 25, 2021 | 19 y | 1 |
| Eric James LalimeCertified Financial Planner | Park Ridge, Nj | Jun 21, 2021 | 19 y | 2 |
| Athol David Cochrane | Braintree, Ma | Jul 22, 2021 | 37 y | 1 |
| Stephen Eric Kylander | Warren, Vt | Oct 14, 2021 | 20 y | 0 |
| Jason Richard Hughes | Braintree, Ma | May 4, 2022 | 14 y | 0 |
| Adam Alexander AvilaCertified Financial Planner | Newport, Ri | Jun 10, 2022 | 13 y | 2 |
| Garret Mark Quillen | Braintree, Ma | Mar 8, 2023 | 16 y | 1 |
| Andrew Paul Krout | Braintree, Ma | Sep 25, 2023 | 13 y | 3 |
| Alex KozlowskiChartered Financial Analyst | Braintree, Ma | Nov 3, 2023 | 13 y | 0 |
| Melissa Sue Alaimo | Park Ridge, Nj | Feb 22, 2024 | 10 y | 0 |
| Praveena R Naduthota | Westford, Ma | Feb 27, 2024 | 23 y | 0 |
| Jackson Darcy Roberts | Braintree, Ma | Mar 6, 2024 | 11 y | 0 |
| Peter James Gillis | Oak Bluffs, Ma | Jul 12, 2024 | 28 y | 0 |
| Michael Stephen VazzaChartered Financial Analyst | Braintree, Ma | Sep 24, 2024 | 11 y | 2 |
| Christopher Robert Adam | Braintree, Ma | Jan 1, 2026 | 13 y | 0 |
| Todd Vandam | Braintree, Ma | Mar 4, 2026 | 31 y | 0 |
| Jessica Michelle Frigon | Braintree, Ma | Mar 6, 2026 | 11 y | 0 |
| Anthony Paul Caputo | Braintree, Ma | Aug 19, 2026 | 10 y | 0 |
| Emily L. RichardChartered Financial Analyst | Braintree, Ma | Sep 9, 2026 | 11 y | 1 |
Advisor movement
3 left, 1 joined in 12 months
net -2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 11% of current headcount5 left over 36 months
Left, latest
- Kristen Lee Nunes to New Edge WealthDec 31, 2025 · RIA to affiliated broker-dealer or bank
- Damien Thomas Depeter to New Edge WealthDec 31, 2025 · RIA to affiliated broker-dealer or bank
- Michael Joseph Mccarthy to New Edge WealthDec 31, 2025 · RIA to affiliated broker-dealer or bank
- Christopher Bradley Ayer to New Edge WealthNov 6, 2024 · RIA to affiliated broker-dealer or bank
- Mark Allan Bogar to Elyxium Wealth LLCJun 10, 2024 · RIA to RIA
- Robert J Dipadua to Planmember Securities CorporationMay 31, 2023 · RIA to RIA
- John Peter Routhier to Connectus WealthOct 18, 2022 · RIA to RIA
- Mary Frances Mulcahy to Blackrock Investment Management, LLCMay 13, 2022 · Other
- Carolann Doherty Brown to Fox Hill Wealth ManagementJan 4, 2022 · RIA to RIA
- John Bay to Newedge AdvisorsFeb 22, 2021 · Other
Joined, latest
- Emily L. Richard from J.P. Morgan Securities LLCSep 9, 2026 · Wirehouse to independent RIA
- Michael Stephen Vazza from Fidelity Personal And Workplace AdvisorsSep 24, 2024 · Affiliated broker-dealer or bank to independent RIA
- Andrew Paul Krout from De Groote Financial Group, LLCSep 25, 2023 · RIA to RIA
- Damien Thomas Depeter from Mayflower AdvisorsJun 26, 2023 · RIA to RIA
- Michael Joseph Mccarthy from Mayflower AdvisorsJun 26, 2023 · RIA to RIA
- Garret Mark Quillen from United Planners' Financial Services Of America A Limited PartnerMar 8, 2023 · RIA to RIA
- Robert J Dipadua from Osaic Fa, Inc.Jun 29, 2022 · Affiliated broker-dealer or bank to independent RIA
- Adam Alexander Avila from Pruco Securities, LLCJun 10, 2022 · Affiliated broker-dealer or bank to independent RIA
- Kristen Lee Nunes from Pruco Securities, LLCOct 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- Carolann Doherty Brown from UBS Financial Services Inc.Sep 2, 2021 · Wirehouse to independent RIA
- Athol David Cochrane from Pruco Securities, LLCJul 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- Eric James Lalime from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 21, 2021 · Wirehouse to independent RIA
- Shannon Nicole Smith from UBS Financial Services Inc.May 25, 2021 · Wirehouse to independent RIA
- Joseph Arthur Cullen from UBS Financial Services Inc.May 14, 2021 · Wirehouse to independent RIA
- Ali Danielle Laflamme from UBS Financial Services Inc.May 14, 2021 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for New Edge WealthDec 31, 2025 · Braintree, Ma
- 2 joined from Mayflower AdvisorsJun 30, 2023 · Boston, Ma
- 4 joined from UBS Financial Services Inc.May 25, 2021 · Boston, Ma
- 8 joined from Newedge AdvisorsDec 1, 2020 · New Orleans, La
- 2 joined from Newedge AdvisorsDec 1, 2020 · Braintree, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Gregory Boyle · Founding Partner & Chief Growth Officer Director Of Planning / Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- Costa Charles Evangelakos · Co-Foundercontrolsince 10/2020 · owns less than 5%
- Christopher James Landry · President / Chief Operating Officer / Director Of Planning / Chief Compliance Officercontrolsince 10/2020 · owns less than 5%
- Gaurav Mallik · Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- Andrew Jack Mccroken · Chief Technology Officer & Vice President Of Operationscontrolsince 07/2024 · owns less than 5%
- Sholes Richard Mullen · Founding Partner & Chief Executive Officercontrolsince 10/2020 · owns less than 5%
- Edward Gregory Boyle · Managing Membercontrolsince 06/2021 · owns 25% to 50% of Mbe, LLC
- Costa Charles Evangelakos · Managing Membercontrolsince 06/2021 · owns 25% to 50% of Mbe, LLC
- Sholes Richard Mullen · Managing Membercontrolsince 06/2021 · owns 25% to 50% of Mbe, LLC
Entity owners
- Mbe, LLC · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Braintree, Ma · principal | 28 | 5 | 2 | 1 | |
| Newport, Ri | 3 | 1 | 0 | ||
| Park Ridge, Nj | 3 | 1 | 0 | ||
| Johnston, Ri | 0 | 0 | 1 | ||
| Portsmouth, Nh | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport, RI4 employees
- Wakefield, MA4 employees
- Park Ridge, NJ2 employees
- Portsmouth, NH1 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 24, 2026MCCROKEN, JACK, ANDREW (CHIEF TECHNOLOGY OFFICER & VICE PRESIDENT OF OPERATIONS) appeared on Schedule A between the filings of 2024-06-26 and 2026-07-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 24, 2026EVANGELAKOS, CHARLES, COSTA (MANAGING MEMBER) left Schedule A between the filings of 2024-06-26 and 2026-07-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 24, 2026LANDRY, JAMES, CHRISTOPHER (PRESIDENT / CHIEF OPERATING OFFICER / DIRECTOR OF PLANNING / CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-06-26 and 2026-07-24peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 24, 2026MALLIK, GAURAV (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-06-26 and 2026-07-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 3,780 to 4,210Sep 8, 2025 to Feb 25, 2026
- Advisory employees · 25 to 23Sep 8, 2025 to Feb 25, 2026
- Advisory activities · 4 to 5Sep 8, 2025 to Feb 25, 2026
- BD registered reps · 17 to 8Sep 8, 2025 to Feb 25, 2026
- HNW clients · 469 to 474Sep 8, 2025 to Feb 25, 2026
- Individual clients · 649 to 747Sep 8, 2025 to Feb 25, 2026
- Assets in custody · $1.3B to $1.3BSep 8, 2025 to Feb 25, 2026
- Employees · 31 to 28Sep 8, 2025 to Feb 25, 2026
- Financial planning clients · 26-50 to 0Sep 8, 2025 to Feb 25, 2026
- State-registered IARs · 25 to 23Sep 8, 2025 to Feb 25, 2026
- Other offices · 4 to 5Sep 8, 2025 to Feb 25, 2026
- Discretionary RAUM · $3.2B to $4.3BSep 8, 2025 to Feb 25, 2026
- HNW RAUM · $2.9B to $3.6BSep 8, 2025 to Feb 25, 2026
- Individual RAUM · $286M to $648MSep 8, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $5.6M to $36.3MSep 8, 2025 to Feb 25, 2026
- Pension RAUM · $2.6M to $2.3MSep 8, 2025 to Feb 25, 2026
- RAUM · $3.2B to $4.3BSep 8, 2025 to Feb 25, 2026
- Financial planning clients · 26-50 to 26-50Mar 20, 2025 to Jun 18, 2025
- Accounts · 3,566 to 3,780Jun 26, 2024 to Mar 20, 2025
- Advisory employees · 24 to 25Jun 26, 2024 to Mar 20, 2025
- HNW clients · 503 to 469Jun 26, 2024 to Mar 20, 2025
- Individual clients · 588 to 649Jun 26, 2024 to Mar 20, 2025
- Pension plan clients · 16.0 to unsetJun 26, 2024 to Mar 20, 2025
- Assets in custody · $122M to $1.3BJun 26, 2024 to Mar 20, 2025
- Employees · 30 to 31Jun 26, 2024 to Mar 20, 2025
- State-registered IARs · 24 to 25Jun 26, 2024 to Mar 20, 2025
- Other offices · 6 to 4Jun 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $3.0B to $3.2BJun 26, 2024 to Mar 20, 2025
- HNW RAUM · $2.7B to $2.9BJun 26, 2024 to Mar 20, 2025
- Individual RAUM · $174M to $286MJun 26, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $0 to $5.6MJun 26, 2024 to Mar 20, 2025
- Pension RAUM · $66.4M to $2.6MJun 26, 2024 to Mar 20, 2025
- RAUM · $3.0B to $3.2BJun 26, 2024 to Mar 20, 2025
- Other offices · 5 to 6Mar 7, 2024 to Mar 22, 2024
- Accounts · 3,686 to 3,566Nov 2, 2023 to Feb 29, 2024
- Advisory employees · 20 to 24Nov 2, 2023 to Feb 29, 2024
- BD registered reps · 15 to 17Nov 2, 2023 to Feb 29, 2024
- Charity clients · 2.0 to unsetNov 2, 2023 to Feb 29, 2024
- Corporate clients · 1.0 to unsetNov 2, 2023 to Feb 29, 2024
- HNW clients · 447 to 503Nov 2, 2023 to Feb 29, 2024
Signals
27 dated events
- Pallas Capital Advisors, Llc reported RAUM $4.3B, up 35% from $3.2B (2025-09-08 to 2026-02-25)Feb 25, 2026 · RAUM change · derived
- Kristen Lee Nunes left Pallas Capital Advisors, Llc for New Edge Wealth (registered 2026-01-06)Dec 31, 2025 · Advisor changed firm · fact
- Michael Joseph Mccarthy left Pallas Capital Advisors, Llc for New Edge Wealth (registered 2026-01-06)Dec 31, 2025 · Advisor changed firm · fact
- Damien Thomas Depeter left Pallas Capital Advisors, Llc for New Edge Wealth (registered 2026-01-06)Dec 31, 2025 · Advisor changed firm · fact
- 2 advisors left Pallas Capital Advisors, LLC (Braintree, MA) for New Edge Wealth on the same dayDec 31, 2025 · Team lift-out · derived
- Christopher Bradley Ayer left Pallas Capital Advisors, Llc for New Edge Wealth (registered 2024-11-26)Nov 6, 2024 · Advisor changed firm · fact
- Allan Mark Bogar (Chief Investment Officer) no longer on Schedule A of Pallas Capital Advisors, Llc (listed 2024-03-22, absent 2024-06-26)Jun 26, 2024 · Control person left · inference
- Gaurav Mallik (Chief Investment Officer) appeared on Schedule A of Pallas Capital Advisors, LlcJun 26, 2024 · Control person joined · fact
- Mark Allan Bogar left Pallas Capital Advisors, Llc for Elyxium Wealth Llc (registered 2025-04-04)Jun 10, 2024 · Advisor changed firm · fact
- Pallas Capital Advisors, Llc reported RAUM $3.0B, up 29% from $2.3B (2023-11-02 to 2024-02-29)Feb 29, 2024 · RAUM change · derived
- Pallas Capital Advisors, Llc reported RAUM $2.3B, up 49% from $1.5B (2023-03-09 to 2023-11-02)Nov 2, 2023 · RAUM change · derived
- 2 advisors left Mayflower Advisors (Boston, MA) for Pallas Capital Advisors, LLC on the same dayJun 30, 2023 · Team lift-out · derived
- Robert J Dipadua left Pallas Capital Advisors, Llc for Planmember Securities Corporation (registered 2023-08-23)May 31, 2023 · Advisor changed firm · fact
- John Peter Routhier left Pallas Capital Advisors, Llc for Connectus Wealth (registered 2023-09-27)Oct 18, 2022 · Advisor changed firm · fact
- Mary Frances Mulcahy left Pallas Capital Advisors, Llc for Blackrock Investment Management, Llc (registered 2022-08-03)May 13, 2022 · Advisor changed firm · fact
- Dillon Christen Fitzgerald (Director Of Marketing And Business Development) no longer on Schedule A of Pallas Capital Advisors, Llc (listed 2022-02-22, absent 2022-03-01)Mar 1, 2022 · Control person left · inference
- Allan Mark Bogar (Chief Investment Officer) appeared on Schedule A of Pallas Capital Advisors, LlcMar 1, 2022 · Control person joined · fact
- Pallas Capital Advisors, Llc reported RAUM $1.6B, up 116% from $720.1M (2021-11-10 to 2022-02-22)Feb 22, 2022 · RAUM change · derived
- Carolann Doherty Brown left Pallas Capital Advisors, Llc for Fox Hill Wealth Management (registered 2026-01-01)Jan 4, 2022 · Advisor changed firm · fact
- Dillon Christen Fitzgerald (Director Of Marketing And Business Development) appeared on Schedule A of Pallas Capital Advisors, LlcNov 1, 2021 · Control person joined · fact
- Pallas Capital Advisors, Llc reported 11 state-registered advisory representatives, up from 1 (2020-10-08 to 2020-11-02)Nov 2, 2020 · Advisor headcount change · derived
- Edward Christopher Winn (Managing Member And Chief Compliance Officer) no longer on Schedule A of Pallas Capital Advisors, Llc (listed 2020-10-08, absent 2020-11-02)Nov 2, 2020 · Control person left · inference
- Costa Charles Evangelakos (Managing Member / Managing Director & Co-Founder) appeared on Schedule A of Pallas Capital Advisors, LlcNov 2, 2020 · Control person joined · fact
- Sholes Richard Mullen (Managing Member/ Managing Director & Co-Founder) appeared on Schedule A of Pallas Capital Advisors, LlcNov 2, 2020 · Control person joined · fact
- Edward Gregory Boyle (Managing Member / Managing Director & Co-Founder) appeared on Schedule A of Pallas Capital Advisors, LlcNov 2, 2020 · Control person joined · fact
- Christopher James Landry (Chief Operating Officer / Director Of Planning / Chief Compliance Officer) appeared on Schedule A of Pallas Capital Advisors, LlcNov 2, 2020 · Control person joined · fact
- Pallas Capital Advisors, Llc filed its initial SEC registration (Form ADV)Sep 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- christie@pallascapitaladvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- pallas@pallascapitaladvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 401-847-0505reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 551-277-2686reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-587-3478reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/pallas-capital-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pallascapitaladvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (781) 971-5052reportedpublic record, Form ADV, Jul 24, 2026
- Contact form
- pallascapitaladvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- pallascapitaladvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026