DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carole Leigh Donohoo
Feed of 09/15/2026
Also filed as Carole Leigh Mcgraw King
At current firm
4 y
since Dec 15, 2021
In the industry
27 y
since Jun 10, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kovack Advisors, Inc. BD affiliated currentsince Dec 15, 2021 · Ft. Lauderdale, Fl
- Regal Investment Advisors LLC BD affiliatedAug 8, 2013 to Dec 9, 2021 · West Palm Beach, Fl
- Osaic Fs, Inc. formerAug 14, 2006 to Aug 9, 2013 · West Palm Beach, Fl
- Asset & Financial Planning, Ltd formerSep 9, 2005 to Sep 7, 2006 · Palm Beach Gardens, Fl
- Comprehensive Capital Management, Inc. independent RIAJul 28, 2005 to Aug 30, 2006 · Singer Island, Fl
- Apw Capital, Inc. unclassifiedJun 11, 2004 to Aug 4, 2004 · Singer Island, Fl
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Kovack Advisors, Inc.left Dec 9, 2021, registered Dec 15, 2021 (6 days) · Affiliated broker-dealer or bank to another
- Osaic Fs, Inc. to Regal Investment Advisors LLCleft Aug 9, 2013, registered Aug 8, 2013 (-1 days) · Other
- Asset & Financial Planning, Ltd to Osaic Fs, Inc.left Sep 7, 2006, registered Aug 14, 2006 (-24 days) · Other
- Comprehensive Capital Management, Inc. to Asset & Financial Planning, Ltdleft Aug 30, 2006, registered Sep 9, 2005 (-355 days) · Other
- Apw Capital, Inc. to Comprehensive Capital Management, Inc.left Aug 4, 2004, registered Jul 28, 2005 (358 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address