DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Gustav Yurgec
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
4 y
since Jul 15, 2022
In the industry
44 y
since May 28, 1982 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Financial Group, LLC BD affiliated currentsince Jul 15, 2022 · Tucson, Az
- Npb Financial Group, LLC formerSep 20, 2013 to Jul 15, 2022 · Tucson, Az
- LPL Financial LLC BD affiliatedSep 8, 2009 to Sep 30, 2013 · Tucson, Az
- Associated Planners Investment Advisory Inc unclassifiedFeb 25, 2003 to Oct 13, 2009 · Tucson, Az
- Associated Securities Corp. unclassifiedFeb 25, 2003 to Sep 8, 2009 · Tucson, Az
Moves
a registration end followed by a registration begin elsewhere
- Npb Financial Group, LLC to Independent Financial Group, LLCleft Jul 15, 2022, registered Jul 15, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- LPL Financial LLC to Npb Financial Group, LLCleft Sep 30, 2013, registered Sep 20, 2013 (-10 days) · Other
- Associated Planners Investment Advisory Inc to LPL Financial LLCleft Oct 13, 2009, registered Sep 8, 2009 (-35 days) · Other
- Associated Securities Corp. to Associated Planners Investment Advisory Incleft Sep 8, 2009, registered Feb 25, 2003 (-2387 days) · Other
Signals
- Joseph Gustav Yurgec left Npb Financial Group, Llc for Independent Financial Group, Llc (registered 2022-07-15)Jul 15, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address