DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

18 advisors left N•• F•••••••• G••••• L•• for I••••••••• F•••••••• G••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexandra Nicole RasmussenSanta Ana, CaJul 15, 2022Jul 15, 2022
Charles MannSan Juan Capistrano, CaJul 15, 2022Jul 15, 2022
Douglas Gene MccowenIrvine, CaJul 15, 2022Jul 15, 2022
Gregory Lloyd BernhardtWalnut Creek, CaJul 15, 2022Jul 15, 2022
John Patrick RiceBurbank, CaJul 15, 2022Jul 15, 2022
John Raymond PearsonSanta Rosa, CaJul 15, 2022Jul 15, 2022
Joseph Gustav YurgecBurbank, CaJul 15, 2022Jul 15, 2022
Kent Randall AlstonSacramento, CaJul 15, 2022Jan 13, 2026
Kimberly Ann BarentsenWalnut Creek, CaJul 15, 2022Jul 15, 2022
Lance Taylor PattonTehachapi, CaJul 15, 2022Jul 15, 2022
Lianne Nichole LarsonBurbank, CaJul 15, 2022Jan 1, 2025
Matthew Thomas WrightBurbank, CaJul 15, 2022Jul 15, 2022
Paul Louis KnoblichBurbank, CaJul 15, 2022Jan 1, 2025
Richard Binkley Du VernetLaguna Beach, CaJul 15, 2022Jan 1, 2025
Shirley Jamil CoriaGlendale, CaJul 15, 2022Jul 15, 2022
Steven Thomas HadderYucaipa, CaJul 15, 2022Jul 15, 2022
Thomas Leonard MckenzieLos Alamitos, CaJul 15, 2022Jul 15, 2022
William Nicholas YakobovichCarmel, CaJul 15, 2022Jul 15, 2022
The rule
Registrations ended
Jul 15, 2022
Registered next
Jul 15, 2022 to Jan 13, 2026
Branch state
CA
Cities
13, most in Burbank, Ca
Registered there that day
26 (people still on IAPD; an estimate)
Share of that headcount
69%
Succession by the destination
none on the tape
Other teams out of N•• F•••••••• G••••• L••Other teams into I••••••••• F•••••••• G••••• L••