RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M•••• C•••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Nov 30, 2023 · Charlotte, Nc
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 27, 2003 to Dec 5, 2017 · Charlotte, Nc
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 31, 2001 to Mar 18, 2003 · Charlotte, Nc
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I••••••••• A•••••• A•••••••• L••left Dec 5, 2017, registered Nov 30, 2023 (2186 days) · Other
- V••• F•••••••• A•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Mar 18, 2003, registered Mar 27, 2003 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address