DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Matthew Keller
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
1 y
since Jul 31, 2025
In the industry
27 y
since Mar 31, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Esi Financial Advisors independent RIA currentsince Jul 31, 2025 · Amherst, Ny
- MML Investors Services, LLC BD affiliatedMar 5, 2019 to Jul 15, 2025 · Williamsville, Ny
- Eagle Strategies LLC BD affiliatedMay 24, 2018 to Feb 4, 2019 · Williamsville, Ny
- Concourse Financial Group Advisors formerMay 15, 2014 to Apr 22, 2016 · Williamsville, Ny
- Park Avenue Securities LLC BD affiliatedFeb 4, 2005 to Feb 14, 2007 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Esi Financial Advisorsleft Jul 15, 2025, registered Jul 31, 2025 (16 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Eagle Strategies LLC to MML Investors Services, LLCleft Feb 4, 2019, registered Mar 5, 2019 (29 days) · Affiliated broker-dealer or bank to another
- Concourse Financial Group Advisors to Eagle Strategies LLCleft Apr 22, 2016, registered May 24, 2018 (762 days) · Other
- Park Avenue Securities LLC to Concourse Financial Group Advisorsleft Feb 14, 2007, registered May 15, 2014 (2647 days) · Other
Signals
- Timothy Matthew Keller left Mml Investors Services, Llc for Esi Financial Advisors (registered 2025-07-31)Jul 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address