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43 advisors moved from I•••••••• C•••••• A••••••• to C••••• A••••••• L••
Not a lift-out: both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amber Donn Eduvigen | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Andrew David Baillie | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Andrew R Simpter | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Andrew Wayne Harris | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Anne Marie Hasbrook | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Anubhav Mullick | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Barbara Ann Headley | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Bradford Harold Leblanc | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Brian Christopher Orourke | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Brian Howard Saranovitz | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Catherine L Lantz | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Charles Robert Kelly | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Christopher Raymond Blaszyk | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Daniel Scott Chabott | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| David Barry Steiner | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| David Lane Gabay | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| David Patrick Leathers | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Edward Andrews Castleberry | Lynnfield, Ma | Oct 3, 2016 | Sep 13, 2016 |
| F William Libardoni | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Francis Thomas Boyle | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Frederick Scott Lowe | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Gilbert Adan Cortez | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Jason Ryan Stahl | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Jimmy Maldonado | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| John David Loden | Lynnfield, Ma | Oct 3, 2016 | Sep 12, 2016 |
| John Frederick Bohinski | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Joseph Howard Spano | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Joseph John Mandujano | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Kevin Patrick Oneill | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Lynn Smeraldo | Lynnfield, Ma | Oct 3, 2016 | Sep 15, 2016 |
| Michael John Murphy | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Richard Brian Coloni | Lynnfield, Ma | Oct 3, 2016 | Sep 8, 2016 |
| Richard Frank Parnigoni | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Richard P Darrow | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Robert John Cryts | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Rodger Thomas Guerra | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Sarah Blake Klement | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Scott Edwin Jones | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Scott Francis Ricci | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Terry Charles Seely | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Theresa Anne Pohlman | Lynnfield, Ma | Oct 3, 2016 | Sep 15, 2016 |
| Thomas Preston Falter | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
| Ward Wesley Molen | Lynnfield, Ma | Oct 3, 2016 | Oct 3, 2016 |
- Registrations ended
- Oct 3, 2016
- Registered next
- Sep 8, 2016 to Oct 3, 2016
- Branch state
- MA
- Cities
- 1, most in Lynnfield, Ma
- Registered there that day
- 149 (people still on IAPD; an estimate)
- Share of that headcount
- 29%
- One enterprise because
- both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.