DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Raymond Kirkeby
Feed of 09/15/2026
At current firm
6 y
since Sep 16, 2020
In the industry
42 y
since Mar 12, 1984 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Lombard Advisers Incorporated independent RIA currentsince Sep 16, 2020 · Baltimore, Md
- Private Client Services, LLC BD affiliatedMar 4, 2019 to Aug 27, 2020 · Bridgeport, Tx
- Thornhill Securities, Inc. formerJun 12, 2009 to Mar 7, 2019 · Austin, Tx
- LPL Financial LLC BD affiliatedMay 28, 2008 to Mar 19, 2009 · Chester, Nj
- Next Financial Group, Inc. formerMay 10, 2006 to Jun 4, 2008 · Chester, Nj
- Wells Fargo Advisors wirehouseApr 28, 2006 to May 10, 2006 · Chester, Nj
- Raymond James Financial Services, Inc. unclassifiedFeb 14, 2003 to May 2, 2006 · Chester, Nj
- RBC Capital Markets, LLC national BDMay 20, 2002 to Feb 18, 2003 · Morristown, Nj
Moves
a registration end followed by a registration begin elsewhere
- Private Client Services, LLC to Lombard Advisers Incorporatedleft Aug 27, 2020, registered Sep 16, 2020 (20 days) · RIA to RIA
- Thornhill Securities, Inc. to Private Client Services, LLCleft Mar 7, 2019, registered Mar 4, 2019 (-3 days) · Other
- LPL Financial LLC to Thornhill Securities, Inc.left Mar 19, 2009, registered Jun 12, 2009 (85 days) · Other
- Next Financial Group, Inc. to LPL Financial LLCleft Jun 4, 2008, registered May 28, 2008 (-7 days) · Other
- Wells Fargo Advisors to Next Financial Group, Inc.left May 10, 2006, registered May 10, 2006 (0 days) · Other
- Raymond James Financial Services, Inc. to Wells Fargo Advisorsleft May 2, 2006, registered Apr 28, 2006 (-4 days) · Other
- RBC Capital Markets, LLC to Raymond James Financial Services, Inc.left Feb 18, 2003, registered Feb 14, 2003 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address