RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• B•••
- L•• F•••••••• L•• BD affiliated currentsince Dec 16, 2019 · Columbus, Oh
- M•• A••••••• F•••••••• M••••••••• I••• formerMay 15, 2015 to Dec 16, 2019 · Worthington, Oh
- C••••••• A•••• M••••••••• L•• BD affiliatedMay 11, 2011 to May 22, 2015 · Columbus, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 8, 2007 to May 11, 2011 · Northville, Mi
- S••••••• F•••••••• S•••••••• I••• formerSep 10, 2003 to Jun 25, 2007 · Dublin, Oh
- M•• A••••••• F•••••••• M••••••••• I••• to L•• F•••••••• L••left Dec 16, 2019, registered Dec 16, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• A•••• M••••••••• L•• to M•• A••••••• F•••••••• M••••••••• I•••left May 22, 2015, registered May 15, 2015 (-7 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to C••••••• A•••• M••••••••• L••left May 11, 2011, registered May 11, 2011 (0 days) · Other
- S••••••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Jun 25, 2007, registered Jun 8, 2007 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address