R•••••• L•••• T••••••••

• B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated current
  since Nov 14, 2018 · St. Louis, Mo
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Nov 13, 2018 · Salem, Il
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Apr 15, 2005 to Jan 2, 2009 · Salem, Il

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••••••• F• E•••••• • C••••••• I•••••••••
  left Nov 13, 2018, registered Nov 14, 2018 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address