J•••••• W••••••

A••••••••• F•••••••• S•••••••• L••national BDArlington, Ma dual registrantIAPD 1059254

Feed of 09/15/2026

Also filed as J••• W••••••••• W••••• W••••••••• W• W••••••

At current firm

3 y

since Jul 7, 2023

In the industry

22 y

since Apr 8, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jul 7, 2023 · Scituate, Ma
E••••• J•••• national BD
Jun 14, 2017 to Jul 10, 2023 · Winchester, Ma
E•••• S••••••••• L•• BD affiliated
Oct 2, 2014 to May 8, 2017 · Waltham, Ma
W•••••• • R••• former sec a••••••
Jun 4, 2012 to Oct 10, 2013 · Bedford, Nh
A•••••• I••••••••• unclassified
Feb 7, 2008 to Oct 14, 2011 · Newton, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Nov 9, 2007 · Boston, Ma
Q•••• • R•••••• I••• unclassified
May 7, 2004 to Oct 20, 2004 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Jul 10, 2023, registered Jul 7, 2023 (-3 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to E••••• J••••
left May 8, 2017, registered Jun 14, 2017 (37 days) · Other
W•••••• • R••• to E•••• S••••••••• L••
left Oct 10, 2013, registered Oct 2, 2014 (357 days) · Other
A•••••• I••••••••• to W•••••• • R•••
left Oct 14, 2011, registered Jun 4, 2012 (234 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to A•••••• I•••••••••
left Nov 9, 2007, registered Feb 7, 2008 (90 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Jul 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address