B•••• S•••••• K•••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 2, 2023 · Honolulu, Hi
• O•••• W•••••• I••• BD affiliated
  Nov 2, 2018 to Nov 7, 2023 · Honolulu, Hi
• S••••••• I••••••••• I••• former
  May 5, 2010 to Nov 2, 2018 · Honolulu, Hi
• P•••••••• S••••••••• I••• BD affiliated
  Jul 9, 2009 to Apr 20, 2010 · Honolulu, Hi
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Feb 24, 2004 to Jul 8, 2009 · Honolulu, Hi

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Nov 7, 2023, registered Nov 2, 2023 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
• S••••••• I••••••••• I••• to O•••• W•••••• I•••
  left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
• P•••••••• S••••••••• I••• to S••••••• I••••••••• I•••
  left Apr 20, 2010, registered May 5, 2010 (15 days) · Other
• V•••• F•••••••• A•••••••• I••• to P•••••••• S••••••••• I•••
  left Jul 8, 2009, registered Jul 9, 2009 (1 days) · Other

• B•••• S•••••• K••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2023-11-02)
  Nov 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

52derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address