DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• C••••••••

O•••• W•••••• I•••BD affiliatedTotowa, Nj dual registrantIAPD 1072519

Feed of 09/15/2026

Also filed as R•••••• Schirripa

At current firm

2 y

since Jan 19, 2024

In the industry

18 y

since Sep 8, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 19, 2024 · Ridgefield Park, Nj
W••••••• F•••••••• S•••••••• I••• former
Jul 28, 2022 to Jan 19, 2024 · Hackensack, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 8, 2016 to Jul 29, 2022 · Paramus, Nj
M••••• S•••••• wirehouse
Sep 29, 2015 to Dec 22, 2015 · Paramus, Nj
S•••••• N••••••• • C••••••• I••••••••• national BD
Oct 3, 2013 to Jul 23, 2015 · Morristown, Nj
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 11, 2013 · Paramus, Nj
M••••• S•••••• • C•• L•• unclassified
Jan 8, 2009 to Jun 1, 2009 · Paramus, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Sep 16, 2008 to Dec 4, 2008 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••••••• F•••••••• S•••••••• I•••
left Jul 29, 2022, registered Jul 28, 2022 (-1 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 22, 2015, registered Jan 8, 2016 (17 days) · Wirehouse to wirehouse
S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••
left Jul 23, 2015, registered Sep 29, 2015 (68 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••
left Oct 11, 2013, registered Oct 3, 2013 (-8 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Dec 4, 2008, registered Jan 8, 2009 (35 days) · Other

Signals

R•••••• C•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W••••••• F•••••••• S•••••••• I••• (registered 2022-07-28)
Jul 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address