RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J••••• T••••
- E•••• W••••• S••••••••• independent RIA currentsince Apr 6, 2023 · Mullica Hill, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 12, 2009 to Apr 12, 2023 · Woodbury, Nj
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJun 22, 2006 to Jan 12, 2009 · West Deptford, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E•••• W••••• S•••••••••left Apr 12, 2023, registered Apr 6, 2023 (-6 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 12, 2009, registered Jan 12, 2009 (0 days) · corporate re-registration, not a move
- P••• J••••• T•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E•••• W••••• S••••••••• (registered 2023-04-06)Apr 12, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address