DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•••• W••••• S•••••••••

Independent wealth managerMullica Hill, New JerseyCRD 323814SEC 801-127242website IAPD

Legal name E•••• W••••• S••••••••• L••

Latest filing Jul 8, 2026

First filing on the tape Dec 22, 2022 · 12 filings

SEC status approved since Jan 31, 2023

RAUM

$654M

reported, Item 5.F

Discretionary

85%

of RAUM

Private clients

93%

$608M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$72.6M

derived; firm RAUM over IAPD count

Employees

9 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

12 filings and snapshots on the tape

RAUM$654M as of Jul 8, 2026

Jan 30, 2024$498M then

HNW client RAUM$424M as of Jul 8, 2026

Jan 30, 2024$295M then

State-registered IARs (5.B.3)9 as of Jul 8, 2026

Jan 30, 20248 then

Employees (5.A)11 as of Jul 8, 2026

Jan 30, 202410 then

Private funds: no history

RAUM +17% over the last fiscal yearIARs 8 to 9

Practice profile

derived from the filing of Jul 8, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $72.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 72derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.9MderivedHNW RAUM over HNW clients
Average account: $357,684derivedRAUM over accounts (5.F.2.f)
Discretionary: 85%derivedof RAUM
Institutional: 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.2derivedItem 5.A over advisors
Advisors per office: 4.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +17%derivedbetween the last two annual amendments
Advisor growth, one year: +13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.0%derived
Compensation: percentage of assets, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Custody: $6.3M, 21 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$424M65%
Individuals$184M28%
Corporations and businesses$39.8M6.1%
Pension and profit-sharing plans$5.7M0.9%
Charitable organizations$757,9380.1%

Individual clients: 502reported
HNW clients: 146reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1,828reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $6.3M for 21 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.93 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C••••••••• T••••• T••••Certified Financial Planner	Mullica Hill, Nj	Mar 27, 2023	20 y	2
R••• E• M•••••	Mullica Hill, Nj	Apr 6, 2023	12 y	3
E••• M•••• F•••Chartered Financial Consultant	Mullica Hill, Nj	Apr 6, 2023	10 y	1
P••• J••••• T••••Certified Financial Planner	Mullica Hill, Nj	Apr 6, 2023	43 y	2
D•••• S••••• K••••••Certified Financial Planner	Mullica Hill, Nj	Apr 18, 2023	10 y	2
J•••••• L••• O•••••Certified Financial Planner	Mullica Hill, Nj	Apr 18, 2023	16 y	1
S•••••••• A•• L••••Certified Financial Planner	Mullica Hill, Nj	Apr 18, 2023	24 y	1
M•••••• L••• P•••••••	Mullica Hill, Nj	Apr 18, 2023	9 y	1
C•••••• W•••••• S•••••	Mullica Hill, Nj	Sep 19, 2025	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

S•••••••• A•• L•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
J•••••• L••• O••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
D•••• S••••• K•••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
M•••••• L••• P••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 18, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
R••• E• M••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 6, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
E••• M•••• F••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 6, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
P••• J••••• T•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 6, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
C••••••••• T••••• T•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Mar 27, 2023 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 12, 2023 · Estero, Fl
6 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Apr 12, 2023 · West Deptford, Nj

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

P•••••••• M••••••• L••• · Chief Compliance Officercontrol
since 12/2022 · owns less than 5%
T••••• C••••••••• T••••• · Presidentcontrol
since 12/2022 · owns 75% or more
L••••• S••••••••• A•• · Partner
since 12/2023 · owns 10% to 25%
O•••••• J••••••• L••• · Partner
since 12/2023 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Mullica Hill, Nj · principal	9	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 1,758 to 1,828
Nov 25, 2025 to Feb 13, 2026
Advisory employees · 8 to 9
Nov 25, 2025 to Feb 13, 2026
Advisory activities · 5 to 4
Nov 25, 2025 to Feb 13, 2026
Corporate clients · 5 to 6
Nov 25, 2025 to Feb 13, 2026
HNW clients · 137 to 146
Nov 25, 2025 to Feb 13, 2026
Individual clients · 498 to 502
Nov 25, 2025 to Feb 13, 2026
Assets in custody · $48.5M to $6.3M
Nov 25, 2025 to Feb 13, 2026
HQ city · WEST DEPTFORD to MULLICA HILL
Nov 25, 2025 to Feb 13, 2026
State-registered IARs · 8 to 9
Nov 25, 2025 to Feb 13, 2026
Discretionary RAUM · $472M to $553M
Nov 25, 2025 to Feb 13, 2026
HNW RAUM · $361M to $424M
Nov 25, 2025 to Feb 13, 2026
Individual RAUM · $160M to $184M
Nov 25, 2025 to Feb 13, 2026
Non-discretionary RAUM · $85.1M to $100M
Nov 25, 2025 to Feb 13, 2026
Pension RAUM · unset to 5738863.0
Nov 25, 2025 to Feb 13, 2026
RAUM · $558M to $654M
Nov 25, 2025 to Feb 13, 2026
Financial planning clients · 0 to 0
Jul 21, 2025 to Nov 25, 2025
Related insurance company · false to true
Jul 21, 2025 to Nov 25, 2025
Accounts · 1,709 to 1,758
Oct 10, 2024 to Mar 7, 2025
HNW clients · 114 to 137
Oct 10, 2024 to Mar 7, 2025
Individual clients · 504 to 498
Oct 10, 2024 to Mar 7, 2025
Assets in custody · $37.4M to $48.5M
Oct 10, 2024 to Mar 7, 2025
Employees · 10 to 11
Oct 10, 2024 to Mar 7, 2025
Other offices · 0 to 1
Oct 10, 2024 to Mar 7, 2025
Discretionary RAUM · $430M to $472M
Oct 10, 2024 to Mar 7, 2025
HNW RAUM · $295M to $361M
Oct 10, 2024 to Mar 7, 2025
Individual RAUM · $169M to $160M
Oct 10, 2024 to Mar 7, 2025
Non-discretionary RAUM · $68.6M to $85.1M
Oct 10, 2024 to Mar 7, 2025
RAUM · $498M to $558M
Oct 10, 2024 to Mar 7, 2025
Accounts · 1,599 to 1,709
Oct 19, 2023 to Jan 30, 2024
HNW clients · 107 to 114
Oct 19, 2023 to Jan 30, 2024
Individual clients · 497 to 504
Oct 19, 2023 to Jan 30, 2024
Assets in custody · unset to 37374491.0
Oct 19, 2023 to Jan 30, 2024
Custody of client assets · false to true
Oct 19, 2023 to Jan 30, 2024
Discretionary RAUM · $383M to $430M
Oct 19, 2023 to Jan 30, 2024
HNW RAUM · $251M to $295M
Oct 19, 2023 to Jan 30, 2024
Individual RAUM · $148M to $169M
Oct 19, 2023 to Jan 30, 2024
Non-discretionary RAUM · $47.6M to $68.6M
Oct 19, 2023 to Jan 30, 2024
RAUM · $431M to $498M
Oct 19, 2023 to Jan 30, 2024
Accounts · 0 to 1,599
Dec 22, 2022 to May 26, 2023
Advisory activities · 3 to 5
Dec 22, 2022 to May 26, 2023

Signals

3 dated events

2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Estero, FL) for E•••• W••••• S••••••••• on the same day
Apr 12, 2023 · Team lift-out · derived
6 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (West Deptford, NJ) for E•••• W••••• S••••••••• on the same day
Apr 12, 2023 · Team lift-out · derived
E•••• W••••• S••••••••• filed its initial SEC registration (Form ADV)
Dec 22, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 856-845-4005reportedpublished by the firm, firm site, Sep 17, 2026
Website: e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 856-845-4005reportedpublic record, Form ADV, Jul 8, 2026
Team page: e•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $72.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026