RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E•••• S••••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Orland Park, Il
- W••••••• F•••••••• S•••••••• I••• formerMar 23, 2018 to Jan 19, 2024 · Orland Park, Il
- L•• F•••••••• L•• BD affiliatedMar 5, 2013 to Mar 29, 2018 · Orland Park, Il
- C•••••••• F•••••••• G•••• A••••••• formerMay 6, 2008 to Mar 14, 2013 · Worth, Il
- O•••• F•• I••• formerFeb 13, 2003 to May 6, 2008 · Worth, Il
- P•••••• A••••••• S••••••• I•• unclassifiedSep 1, 1999 to Feb 14, 2003 · Worth, Il
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Mar 29, 2018, registered Mar 23, 2018 (-6 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••••• F•••••••• G•••• A••••••• to L•• F•••••••• L••left Mar 14, 2013, registered Mar 5, 2013 (-9 days) · Other
- O•••• F•• I••• to C•••••••• F•••••••• G•••• A•••••••left May 6, 2008, registered May 6, 2008 (0 days) · Other
- P•••••• A••••••• S••••••• I•• to O•••• F•• I•••left Feb 14, 2003, registered Feb 13, 2003 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address