RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E• C•••
- F•••• P••••••• W•••••• L•• independent RIA currentsince May 8, 2024 · Chicago, Il
- I••••••••• C•••••• formerOct 30, 2020 to Jul 30, 2024 · Chicago, Il
- I••••••••• C••••••• L•• formerFeb 8, 2006 to Oct 14, 2020 · Chicago, Il
- M••••• S•••••• D• I••• unclassifiedJul 18, 2001 to Nov 29, 2005 · Riverwoods, Il
- I••••••••• C•••••• to F•••• P••••••• W•••••• L••left Jul 30, 2024, registered May 8, 2024 (-83 days) · RIA to RIA · moved with a team
- I••••••••• C••••••• L•• to I••••••••• C••••••left Oct 14, 2020, registered Oct 30, 2020 (16 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• D• I••• to I••••••••• C••••••• L••left Nov 29, 2005, registered Feb 8, 2006 (71 days) · Other
- M••• E• C••• left I••••••••• C•••••• for F•••• P••••••• W•••••• L•• (registered 2024-05-08)Jul 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address