RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• B••• J••••••
- C••••••• A•••• M••••••••• L•• BD affiliated currentsince Aug 4, 2023 · Ann Arbor, Mi
- T•••• S••••••••• unclassifiedAug 5, 2016 to Jun 30, 2023 · Irvine, Ca
- C••••••• A•••• M••••••••• L•• BD affiliatedFeb 6, 2014 to Aug 8, 2016 · Irvine, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedFeb 13, 2012 to Feb 6, 2014 · San Diego, Ca
- P•••••• W••• F•••••••• C••••••••• I•• formerSep 1, 2004 to Feb 10, 2012 · Irvine, Ca
- H• B•••• I••• formerDec 31, 1997 to Aug 31, 2004 · Irvine, Ca
- T•••• S••••••••• to C••••••• A•••• M••••••••• L••left Jun 30, 2023, registered Aug 4, 2023 (35 days) · Other
- C••••••• A•••• M••••••••• L•• to T•••• S•••••••••left Aug 8, 2016, registered Aug 5, 2016 (-3 days) · Other
- I••••••••• F•••••••• G••••• L•• to C••••••• A•••• M••••••••• L••left Feb 6, 2014, registered Feb 6, 2014 (0 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to I••••••••• F•••••••• G••••• L••left Feb 10, 2012, registered Feb 13, 2012 (3 days) · Other
- H• B•••• I••• to P•••••• W••• F•••••••• C••••••••• I••left Aug 31, 2004, registered Sep 1, 2004 (1 days) · Other
- T••••• B••• J•••••• left T•••• S••••••••• for C••••••• A•••• M••••••••• L•• (registered 2023-08-04)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address