DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas C O'Neill

Steward Partners Investment Advisory, LLCBD affiliatedMount Laurel, Nj dual registrantIAPD 1084925

Feed of 09/15/2026

Also filed as Thomas Carl Oneill

At current firm

0 y

since Sep 9, 2026

In the industry

43 y

since Jan 11, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Steward Partners Investment Advisory, LLC BD affiliated current
since Sep 9, 2026 · Mount Laurel, Nj
Raymond James & Associates, Inc. national BD
Aug 10, 2018 to Sep 9, 2026 · Mount Laurel, Nj
Morgan Stanley wirehouse
Jun 1, 2009 to Aug 13, 2018 · Mount Laurel, Nj
Citigroup Global Markets Inc. BD affiliated
Oct 17, 2008 to Jun 1, 2009 · Mt. Laurel, Nj
UBS Financial Services Inc. wirehouse
Apr 15, 2005 to Oct 23, 2008 · Mt. Laurel, Nj
A. G. Edwards & Sons, Inc. unclassified
Oct 15, 2003 to Apr 21, 2005 · Voorhees, Nj

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Steward Partners Investment Advisory, LLC
left Sep 9, 2026, registered Sep 9, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Morgan Stanley to Raymond James & Associates, Inc.
left Aug 13, 2018, registered Aug 10, 2018 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Citigroup Global Markets Inc.
left Oct 23, 2008, registered Oct 17, 2008 (-6 days) · Other
A. G. Edwards & Sons, Inc. to UBS Financial Services Inc.
left Apr 21, 2005, registered Apr 15, 2005 (-6 days) · Other

Signals

Thomas C O'Neill left Raymond James & Associates, Inc. for Steward Partners Investment Advisory, Llc (registered 2026-09-09)
Sep 9, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address