RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• S• P••••••
- S••••• W••••• M••••••••• independent RIA currentsince Jul 5, 2022 · Rockford, Il
- A•••••• W••••• A••••••• formerMar 31, 2017 to Jul 1, 2022 · Manassas, Va
- A••••••••• C•••••• formerMay 26, 2015 to Mar 8, 2017 · Prince William, Va
- A•••••• W••••• A••••••• formerJun 29, 2013 to May 26, 2015 · Prince William, Va
- M••••••••• C•••••• S••••••••• L•• formerJun 7, 2010 to Mar 25, 2013
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 21, 2010 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 29, 1999 to Jun 1, 2009 · Bethesda, Md
- A•••••• W••••• A••••••• to S••••• W••••• M•••••••••left Jul 1, 2022, registered Jul 5, 2022 (4 days) · RIA to RIA · moved with a team
- A••••••••• C•••••• to A•••••• W••••• A•••••••left Mar 8, 2017, registered Mar 31, 2017 (23 days) · Other
- A•••••• W••••• A••••••• to A••••••••• C••••••left May 26, 2015, registered May 26, 2015 (0 days) · Other
- M••••••••• C•••••• S••••••••• L•• to A•••••• W••••• A•••••••left Mar 25, 2013, registered Jun 29, 2013 (96 days) · Other
- M••••• S•••••• to M••••••••• C•••••• S••••••••• L••left Jun 21, 2010, registered Jun 7, 2010 (-14 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- C••••• S• P•••••• left A•••••• W••••• A••••••• for S••••• W••••• M••••••••• (registered 2022-07-05)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address