DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Alliant Wealth Advisors

Former SEC-registered adviserManassas, VirginiaCRD 116360SEC 801-110601IAPD
Legal name Millennium Capital Management Corp.
Latest filing Mar 7, 2022
First filing on the tape Mar 15, 2012 · 17 filings
RAUM
$305M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
73%
$223M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$305M as of Mar 7, 2022
Mar 15, 2012$50.0M then
HNW client RAUM$192M as of Mar 7, 2022
Mar 30, 2018$68.3M then
State-registered IARs (5.B.3)5 as of Mar 7, 2022
Mar 30, 20183 then
Employees (5.A)9 as of Mar 7, 2022
Mar 30, 20183 then
Private funds: no history
RAUM +30% over the last fiscal year+23% a year over threeIARs 7 to 5offices 2 to 1
Practice profile
derived from the filing of Mar 7, 2022; every figure names its basis
RAUM per advisor
$61.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
30derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$576,244derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
2.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+30%derivedbetween the last two annual amendments
Advisor growth, one year
-29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+15%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$30,000, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$192M63%
  • Pension and profit-sharing plans$82.7M27%
  • Individuals$30.3M9.9%
Individual clients
86reported
HNW clients
64reported
Pension plan clients
20reported
Charitable clients
n/areported
Accounts
530reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$30,000 for 1 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Andrew John Frisch · President/Director/Chief Compliance Officercontrol
      since 02/2000 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Reston, VA2 employees
    What changed
    consecutive filings, newest first
    • Accounts · 446 to 530
      Oct 27, 2021 to Mar 7, 2022
    • Individual clients · 66 to 86
      Oct 27, 2021 to Mar 7, 2022
    • Pension plan clients · 19 to 20
      Oct 27, 2021 to Mar 7, 2022
    • Assets in custody · $1.1M to $30,000
      Oct 27, 2021 to Mar 7, 2022
    • Employees · 10 to 9
      Oct 27, 2021 to Mar 7, 2022
    • State-registered IARs · 7 to 5
      Oct 27, 2021 to Mar 7, 2022
    • Discretionary RAUM · $221M to $287M
      Oct 27, 2021 to Mar 7, 2022
    • HNW RAUM · $146M to $192M
      Oct 27, 2021 to Mar 7, 2022
    • Individual RAUM · $18.9M to $30.3M
      Oct 27, 2021 to Mar 7, 2022
    • Non-discretionary RAUM · $14.5M to $18.5M
      Oct 27, 2021 to Mar 7, 2022
    • Pension RAUM · $70.4M to $82.7M
      Oct 27, 2021 to Mar 7, 2022
    • RAUM · $236M to $305M
      Oct 27, 2021 to Mar 7, 2022
    • Related insurance company · false to true
      Oct 27, 2021 to Mar 7, 2022
    • Other offices · 2 to 1
      Apr 13, 2021 to Oct 27, 2021
    • Accounts · 401 to 446
      Jun 16, 2020 to Mar 26, 2021
    • HNW clients · 60 to 64
      Jun 16, 2020 to Mar 26, 2021
    • Individual clients · 59 to 66
      Jun 16, 2020 to Mar 26, 2021
    • Employees · 8 to 10
      Jun 16, 2020 to Mar 26, 2021
    • State-registered IARs · 5 to 7
      Jun 16, 2020 to Mar 26, 2021
    • Other offices · 1 to 2
      Jun 16, 2020 to Mar 26, 2021
    • Discretionary RAUM · $189M to $221M
      Jun 16, 2020 to Mar 26, 2021
    • HNW RAUM · $119M to $146M
      Jun 16, 2020 to Mar 26, 2021
    • Individual RAUM · $15.9M to $18.9M
      Jun 16, 2020 to Mar 26, 2021
    • Non-discretionary RAUM · $10.3M to $14.5M
      Jun 16, 2020 to Mar 26, 2021
    • Pension RAUM · $63.9M to $70.4M
      Jun 16, 2020 to Mar 26, 2021
    • RAUM · $199M to $236M
      Jun 16, 2020 to Mar 26, 2021
    • HQ city · PRINCE WILLIAM to MANASSAS
      Mar 30, 2020 to Apr 30, 2020
    • Accounts · 382 to 401
      Mar 29, 2019 to Mar 30, 2020
    • HNW clients · 40 to 60
      Mar 29, 2019 to Mar 30, 2020
    • Individual clients · 74 to 59
      Mar 29, 2019 to Mar 30, 2020
    • Assets in custody · unset to 1100000.0
      Mar 29, 2019 to Mar 30, 2020
    • Custody of client assets · false to true
      Mar 29, 2019 to Mar 30, 2020
    • Employees · 3 to 8
      Mar 29, 2019 to Mar 30, 2020
    • Financial planning clients · 26-50 to 51-100
      Mar 29, 2019 to Mar 30, 2020
    • State-registered IARs · 3 to 5
      Mar 29, 2019 to Mar 30, 2020
    • Discretionary RAUM · $156M to $189M
      Mar 29, 2019 to Mar 30, 2020
    • HNW RAUM · $90.3M to $119M
      Mar 29, 2019 to Mar 30, 2020
    • Individual RAUM · $22.6M to $15.9M
      Mar 29, 2019 to Mar 30, 2020
    • Non-discretionary RAUM · $6.9M to $10.3M
      Mar 29, 2019 to Mar 30, 2020
    • Pension RAUM · $49.5M to $63.9M
      Mar 29, 2019 to Mar 30, 2020
    Signals
    6 dated events
    • Rosemary C Guilliams left Alliant Wealth Advisors for Savant Wealth Management (registered 2023-01-03)
      Dec 31, 2022 · Advisor changed firm · fact
    • Jeffrey Lewis Schatz left Alliant Wealth Advisors for Savant Wealth Management (registered 2022-07-05)
      Jul 1, 2022 · Advisor changed firm · fact
    • Cheryl S Parrish left Alliant Wealth Advisors for Savant Wealth Management (registered 2022-07-05)
      Jul 1, 2022 · Advisor changed firm · fact
    • John Andrew Frisch left Alliant Wealth Advisors for Savant Wealth Management (registered 2022-07-05)
      Jul 1, 2022 · Advisor changed firm · fact
    • Alliant Wealth Advisors's advisors moved to Savant Wealth Management (Manassas, VA): 3 of 4 registered, on the same day
      Jul 1, 2022 · Firm absorbed (people side) · derived
    • Alliant Wealth Advisors filed its initial SEC registration (Form ADV)
      May 10, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026