DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Martin Edwin James
Feed of 09/14/2026
Also filed as Marty James
At current firm
2 y
since Oct 16, 2023
In the industry
29 y
since Jan 1, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Modern Wealth Management, LLC independent RIA currentsince Oct 16, 2023 · Mooresville, In
- World Equity Group, Inc. BD affiliatedAug 4, 2009 to Oct 13, 2023 · Mooresville, In
- Invest Financial Corporation formerNov 16, 2005 to Aug 6, 2009 · Mooresville, In
- Charter Advisory Corporation independent RIASep 30, 1999 to Jan 5, 2006 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- World Equity Group, Inc. to Modern Wealth Management, LLCleft Oct 13, 2023, registered Oct 16, 2023 (3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Invest Financial Corporation to World Equity Group, Inc.left Aug 6, 2009, registered Aug 4, 2009 (-2 days) · Other
- Charter Advisory Corporation to Invest Financial Corporationleft Jan 5, 2006, registered Nov 16, 2005 (-50 days) · Other
Signals
- Martin Edwin James left World Equity Group, Inc. for Modern Wealth Management, Llc (registered 2023-10-16)Oct 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address