DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Greene
Feed of 09/14/2026
At current firm
1 y
since Jan 29, 2025
In the industry
39 y
since May 14, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Jan 29, 2025 · New York, Ny
- Maxim Financial Advisors LLC independent RIAOct 16, 2017 to Feb 28, 2025 · New York, Ny
- B Riley Wealth Management formerJan 21, 2015 to Aug 15, 2016 · New York, Ny
- Dominick & Dominick LLC formerFeb 24, 2009 to Jan 28, 2015 · New York, Ny
- Oppenheimer & Co. Inc. BD affiliatedOct 17, 2005 to Feb 25, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Maxim Financial Advisors LLC to A.G.P / Alliance Global Partnersleft Feb 28, 2025, registered Jan 29, 2025 (-30 days) · RIA to RIA · moved with a team
- B Riley Wealth Management to Maxim Financial Advisors LLCleft Aug 15, 2016, registered Oct 16, 2017 (427 days) · Other · moved with a team
- Dominick & Dominick LLC to B Riley Wealth Managementleft Jan 28, 2015, registered Jan 21, 2015 (-7 days) · Other · moved with a team
- Oppenheimer & Co. Inc. to Dominick & Dominick LLCleft Feb 25, 2009, registered Feb 24, 2009 (-1 days) · Other
Signals
- Jonathan Greene left Maxim Financial Advisors Llc for A.G.P / Alliance Global Partners (registered 2025-01-29)Feb 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address