DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• S••••• W••••••••

C•••••• A•••••••BD affiliatedFort Washington, Pa dual registrantIAPD 1089065

Feed of 09/15/2026

Also filed as Bob W••••••••

At current firm

2 y

since Dec 6, 2023

In the industry

43 y

since Mar 7, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Dec 6, 2023 · Naples, Fl
L•••••• I••••••••• independent RIA current
since Dec 6, 2023 · Fort Washington, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 23, 2020 to Dec 18, 2023 · Plantation, Fl
F•••• A••••• A••••••• S•••••••• I••• former
Mar 19, 2014 to Nov 12, 2020 · Cooper City, Fl
C•••••• G••••••• W••••• M••••••••• L•• former
Jan 31, 2013 to Mar 17, 2014 · Davie, Fl
N••• C••••••••• BD affiliated
Mar 2, 2007 to Jan 2, 2013 · Plantation, Fl
U••••• S••••••••• A•••••••• I••• unclassified
Sep 28, 2005 to Feb 9, 2007 · Plantation, Fl
C••••••• F••••••••• I••• unclassified
Aug 10, 2004 to May 17, 2005 · Plantation, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•••••• I•••••••••
left Dec 18, 2023, registered Dec 6, 2023 (-12 days) · Affiliated broker-dealer or bank to independent RIA
F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 12, 2020, registered Nov 23, 2020 (11 days) · corporate re-registration, not a move
C•••••• G••••••• W••••• M••••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••
left Mar 17, 2014, registered Mar 19, 2014 (2 days) · Other
N••• C••••••••• to C•••••• G••••••• W••••• M••••••••• L••
left Jan 2, 2013, registered Jan 31, 2013 (29 days) · Other
U••••• S••••••••• A•••••••• I••• to N••• C•••••••••
left Feb 9, 2007, registered Mar 2, 2007 (21 days) · Other
C••••••• F••••••••• I••• to U••••• S••••••••• A•••••••• I•••
left May 17, 2005, registered Sep 28, 2005 (134 days) · Other

Signals

R••••• S••••• W•••••••• left C••••• I••••••••• A••••••• L•• for L•••••• I••••••••• (registered 2023-12-06)
Dec 18, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address