DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Samuel Wasson
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jeffrey Samuel Waason
At current firm
9 y
since Feb 10, 2017
In the industry
27 y
since May 10, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northern Trust Securities, Inc BD affiliated currentsince Feb 10, 2017 · Laguna Niguel, Ca
- Wells Fargo Advisors wirehouseNov 20, 2012 to Nov 22, 2016 · Phoenix, Az
- Morgan Stanley wirehouseJun 1, 2009 to Nov 19, 2012 · Tempe, Az
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Honolulu, Hi
- Morgan Stanley Dw Inc. unclassifiedDec 13, 2005 to Apr 2, 2007 · Prescott, Az
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Northern Trust Securities, Incleft Nov 22, 2016, registered Feb 10, 2017 (80 days) · Other
- Morgan Stanley to Wells Fargo Advisorsleft Nov 19, 2012, registered Nov 20, 2012 (1 days) · Wirehouse to wirehouse
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address