RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• H•••• B•••
- W•••• F•••• A••••••• wirehouse currentsince May 19, 2025 · La Quinta, Ca
- W•••• F•••• A••••••• wirehouseFeb 4, 2016 to May 20, 2025 · Los Angeles, Ca
- C••••• S••••• S••••••••• •••• L•• formerApr 19, 2011 to Mar 2, 2016 · Los Angeles, Ca
- B•• M••••• S••••••••• C••••••••• otherMay 9, 2008 to Nov 12, 2010 · Boston, Ma
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 20, 2025, registered May 19, 2025 (-1 days) · channel change inside one enterprise, not a move · moved with a team
- C••••• S••••• S••••••••• •••• L•• to W•••• F•••• A•••••••left Mar 2, 2016, registered Feb 4, 2016 (-27 days) · corporate re-registration, not a move
- B•• M••••• S••••••••• C••••••••• to C••••• S••••• S••••••••• •••• L••left Nov 12, 2010, registered Apr 19, 2011 (158 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address