DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ken Seiryu Sakamoto
Feed of 09/15/2026
At current firm
13 y
since Apr 4, 2013
In the industry
42 y
since May 26, 1984 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Apr 4, 2013 · Goodyear, Az
- Bancwest Investment Services, Inc. (Bwis) formerApr 15, 2011 to Sep 26, 2012 · Burlingame, Ca
- Woodbury Financial Services, Inc. formerDec 23, 2009 to Apr 18, 2011 · San Francisco, Ca
- Chase Investment Services Corp. formerSep 23, 2009 to Jan 4, 2010 · Mountain View, Ca
- Wells Fargo Investments, LLC unclassifiedMay 27, 2005 to Sep 14, 2009 · Union City, Ca
- Ifmg Securities, Inc. unclassifiedFeb 8, 2005 to May 20, 2005 · Albany, Ca
- Citicorp Investment Services unclassifiedMar 10, 2003 to Apr 22, 2003 · Long Island City, Ny
Moves
a registration end followed by a registration begin elsewhere
- Bancwest Investment Services, Inc. (Bwis) to Edelman Financial Enginesleft Sep 26, 2012, registered Apr 4, 2013 (190 days) · Other
- Woodbury Financial Services, Inc. to Bancwest Investment Services, Inc. (Bwis)left Apr 18, 2011, registered Apr 15, 2011 (-3 days) · Other
- Chase Investment Services Corp. to Woodbury Financial Services, Inc.left Jan 4, 2010, registered Dec 23, 2009 (-12 days) · Other
- Wells Fargo Investments, LLC to Chase Investment Services Corp.left Sep 14, 2009, registered Sep 23, 2009 (9 days) · Other
- Ifmg Securities, Inc. to Wells Fargo Investments, LLCleft May 20, 2005, registered May 27, 2005 (7 days) · Other
- Citicorp Investment Services to Ifmg Securities, Inc.left Apr 22, 2003, registered Feb 8, 2005 (658 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address