RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M••• J••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 31, 2022 · Gainesville, Ga
- C••••••• • C••• I••• formerNov 3, 2010 to Nov 3, 2022 · Gainesville, Ga
- N••••• F•••••••• S•••••••• I••• unclassifiedMar 9, 2010 to Nov 4, 2010 · Gainesville, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Mar 8, 2010 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedNov 29, 2006 to Jan 2, 2009 · Gainesville, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 1, 2003 to Sep 28, 2006 · Cornelia, Ga
- C••••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 3, 2022, registered Oct 31, 2022 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- N••••• F•••••••• S•••••••• I••• to C••••••• • C••• I•••left Nov 4, 2010, registered Nov 3, 2010 (-1 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to N••••• F•••••••• S•••••••• I•••left Mar 8, 2010, registered Mar 9, 2010 (1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Sep 28, 2006, registered Nov 29, 2006 (62 days) · Other
- J••••• M••• J•••••• left C••••••• • C••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-10-31)Nov 3, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address