DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vernon Albert Hargrave
Feed of 09/14/2026
Also filed as Vern Hargrave
At current firm
4 y
since Apr 18, 2022
In the industry
43 y
since Mar 3, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Apr 18, 2022 · Wheaton, Il
- Elevated Capital Advisors, LLC independent RIAJan 5, 2021 to Apr 19, 2022 · Tyler, Tx
- Tucker Asset Management LLC independent RIAApr 6, 2017 to Jan 5, 2021 · Van, Tx
- Peak American Investment Advisors, Inc. independent RIADec 3, 2015 to Mar 31, 2017 · Van, Tx
Moves
a registration end followed by a registration begin elsewhere
- Elevated Capital Advisors, LLC to Brookstone Wealth Advisors, LLCleft Apr 19, 2022, registered Apr 18, 2022 (-1 days) · RIA to RIA
- Tucker Asset Management LLC to Elevated Capital Advisors, LLCleft Jan 5, 2021, registered Jan 5, 2021 (0 days) · RIA to RIA
- Peak American Investment Advisors, Inc. to Tucker Asset Management LLCleft Mar 31, 2017, registered Apr 6, 2017 (6 days) · Other
Signals
- Vernon Albert Hargrave left Elevated Capital Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2022-04-18)Apr 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address