DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Elevated Capital Advisors, LLC

Independent wealth managerDraper, UtahCRD 226721SEC 801-110864websiteIAPD
Latest filing Mar 17, 2026
First filing on the tape Jun 22, 2017 · 43 filings
SEC status approved since Jul 21, 2017
RAUM
$499M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$497M individuals and HNW
Advisors
21
registered through the firm on IAPD
RAUM per advisor
$23.8M
derived; firm RAUM over IAPD count
Employees
30
19 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$499M as of Mar 17, 2026
Feb 14, 2018$125M then
HNW client RAUM$246M as of Mar 17, 2026
Feb 14, 2018$14.3M then
State-registered IARs (5.B.3)20 as of Mar 17, 2026
Feb 14, 20187 then
Employees (5.A)30 as of Mar 17, 2026
Feb 14, 201814 then
Private funds: no history
RAUM +15% over the last fiscal year+17% a year over threeIARs 21 to 20offices 0 to 10
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$23.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$205,578derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
1.9derived11 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
-4.8%derivedItem 5.B.3 between annual amendments
Client growth, one year
-2.4%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$251M50%
  • High-net-worth individuals$246M49%
  • Pension and profit-sharing plans$2.0M0.4%
  • Corporations and businesses$103,8420.0%
Individual clients
878reported
HNW clients
128reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,428reported
Financial planning clients
1,000reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
21 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Sean Patrick LeeDraper, UtAug 31, 201523 y2
Christopher Joseph CordovaDraper, UtAug 31, 201517 y1
Scott Michael DouganPrairie Village, KsJan 17, 201723 y1
Oakley James AllenPrairie, KsFeb 6, 201712 y1
Elton David WilcoxDraper, UtDec 18, 201720 y0
Jeff David CurrieDraper, Ut Jan 16, 201932 y2
Ronald Robert FredetteDraper, Ut Jan 7, 202024 y0
Tyler James MoisonCertified Financial PlannerPrairie Villiage, KsApr 17, 202011 y0
Colby Bonner GilliesDraper, UtSep 8, 202010 y0
Chirho S GarciaMurrieta, Ca Nov 30, 202022 y8
Ralph C HorneDraper, Ut Jun 8, 202123 y0
Judah Joel SworneyFt. Lauderdale, Fl Nov 17, 202212 y0
Gerard Joseph O'NeillChalfont, Pa Mar 8, 202317 y1
Cooper James ParryDraper, UtJun 22, 202311 y0
Cheryl L BattungDraper, Ut Oct 25, 202318 y5
Lauren Ashley O'NeillDraper, Ut Mar 7, 202412 y0
Michael Christopher BlackmanChartered Financial ConsultantSan Diego, Ca Mar 26, 202412 y0
Joseph William Richard WildDraper, Ut Jun 6, 202412 y0
Dallin BunnellDraper, UtJan 21, 202512 y0
Darrin Reginald BrownGreenwood Village, Co Jan 1, 202618 y0
Alexander Robert FredetteDraper, Ut Apr 10, 202610 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount9 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Scott Dougan · Managing Member?Ownercontrol
    since 01/2017 · owns 50% to 75%
  • Patrick Sean Lee · Managing Member/Ownercontrol
    since 05/2015 · owns 50% to 75%
  • David Elton Wilcox · Chief Compliance Officercontrol
    since 10/2017 · owns less than 5%
Entity owners
  • Global Plains Advisory Group, LLC · Owning Entity
    direct · owns 50% to 75%
  • Spl Financial, LLC · Owning Entity
    direct · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Draper, Ut · principal1820
Chalfont, Pa200
Dover, Nh210
Prairie Village, Ks200
Anthem, Az000
Forth Worth, Tx000
Chicago, Il000
Fort Worth, Tx000
Phoenix, Az000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • business activity changedChange between filings · filing Mar 17, 2026
    pension consulting (Item 5.G.6): no on the filing of 2026-01-13, yes on the filing of 2026-03-17
    peers: independent wealth managers, $100M to $500M (5,676)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 2,403 to 2,428
    Jan 13, 2026 to Mar 17, 2026
  • Advisory employees · 20 to 19
    Jan 13, 2026 to Mar 17, 2026
  • Advisory activities · 6 to 7
    Jan 13, 2026 to Mar 17, 2026
  • Corporate clients · unset to 1.0
    Jan 13, 2026 to Mar 17, 2026
  • HNW clients · 101 to 128
    Jan 13, 2026 to Mar 17, 2026
  • Individual clients · 930 to 878
    Jan 13, 2026 to Mar 17, 2026
  • Employees · 23 to 30
    Jan 13, 2026 to Mar 17, 2026
  • State-registered IARs · 21 to 20
    Jan 13, 2026 to Mar 17, 2026
  • Other offices · 0 to 10
    Jan 13, 2026 to Mar 17, 2026
  • Discretionary RAUM · $431M to $494M
    Jan 13, 2026 to Mar 17, 2026
  • HNW RAUM · $200M to $246M
    Jan 13, 2026 to Mar 17, 2026
  • Individual RAUM · $233M to $251M
    Jan 13, 2026 to Mar 17, 2026
  • Non-discretionary RAUM · $2.3M to $5.1M
    Jan 13, 2026 to Mar 17, 2026
  • Pension RAUM · unset to 2000000.0
    Jan 13, 2026 to Mar 17, 2026
  • RAUM · $433M to $499M
    Jan 13, 2026 to Mar 17, 2026
  • Accounts · 2,382 to 2,403
    Feb 26, 2025 to Mar 13, 2025
  • Advisory employees · 9 to 20
    Feb 26, 2025 to Mar 13, 2025
  • HNW clients · 71 to 101
    Feb 26, 2025 to Mar 13, 2025
  • Individual clients · 981 to 930
    Feb 26, 2025 to Mar 13, 2025
  • Employees · 10 to 23
    Feb 26, 2025 to Mar 13, 2025
  • Financial planning clients · More than 500 to More than 500
    Feb 26, 2025 to Mar 13, 2025
  • State-registered IARs · 6 to 21
    Feb 26, 2025 to Mar 13, 2025
  • Discretionary RAUM · $369M to $431M
    Feb 26, 2025 to Mar 13, 2025
  • HNW RAUM · $135M to $200M
    Feb 26, 2025 to Mar 13, 2025
  • Individual RAUM · $240M to $233M
    Feb 26, 2025 to Mar 13, 2025
  • Non-discretionary RAUM · $5.9M to $2.3M
    Feb 26, 2025 to Mar 13, 2025
  • RAUM · $375M to $433M
    Feb 26, 2025 to Mar 13, 2025
  • Accounts · 2,139 to 2,382
    Sep 18, 2023 to Mar 14, 2024
  • Advisory employees · 7 to 9
    Sep 18, 2023 to Mar 14, 2024
  • HNW clients · 66 to 71
    Sep 18, 2023 to Mar 14, 2024
  • Individual clients · 855 to 981
    Sep 18, 2023 to Mar 14, 2024
  • Employees · 8 to 10
    Sep 18, 2023 to Mar 14, 2024
  • State-registered IARs · 5 to 6
    Sep 18, 2023 to Mar 14, 2024
  • Discretionary RAUM · $297M to $369M
    Sep 18, 2023 to Mar 14, 2024
  • HNW RAUM · $111M to $135M
    Sep 18, 2023 to Mar 14, 2024
  • Individual RAUM · $201M to $240M
    Sep 18, 2023 to Mar 14, 2024
  • Non-discretionary RAUM · $14.7M to $5.9M
    Sep 18, 2023 to Mar 14, 2024
  • RAUM · $312M to $375M
    Sep 18, 2023 to Mar 14, 2024
  • HQ city · SANDY to DRAPER
    Mar 13, 2023 to Sep 18, 2023
  • Accounts · 2,068 to 2,139
    Nov 8, 2022 to Mar 13, 2023
Signals
22 dated events
  • Elevated Capital Advisors, Llc reported 10 offices beyond its principal office, up from 0 (2026-01-13 to 2026-03-17)
    Mar 17, 2026 · Office count change · derived
  • Matthew Dodd left Elevated Capital Advisors, Llc for Lucas Retirement Group Llc (registered 2026-05-07)
    Aug 7, 2025 · Advisor changed firm · fact
  • Elevated Capital Advisors, Llc reported 21 state-registered advisory representatives, up from 6 (2025-02-26 to 2025-03-13)
    Mar 13, 2025 · Advisor headcount change · derived
  • Brandon Aaron Booth left Elevated Capital Advisors, Llc for Truadvisors (registered 2025-02-20)
    Feb 11, 2025 · Advisor changed firm · fact
  • Daniel Mckay Allgaier left Elevated Capital Advisors, Llc for Artstone Private Wealth (registered 2024-07-02)
    Jan 31, 2025 · Advisor changed firm · fact
  • Micheal D Lucas left Elevated Capital Advisors, Llc for Lucas Retirement Group Llc (registered 2026-05-07)
    Dec 19, 2024 · Advisor changed firm · fact
  • Ricardo Alejandro Leyva left Elevated Capital Advisors, Llc for Encompass More Asset Management Llc (registered 2024-11-01)
    Oct 28, 2024 · Advisor changed firm · fact
  • Paul Brian Hermann (Chief Operations Officer) no longer on Schedule A of Elevated Capital Advisors, Llc (listed 2024-03-14, absent 2024-08-19)
    Aug 19, 2024 · Control person left · inference
  • Robert Patrick Pachciarz left Elevated Capital Advisors, Llc for Pinnacle Financial Planning (registered 2022-05-02)
    Aug 8, 2024 · Advisor changed firm · fact
  • Crissman Scott Crombie left Elevated Capital Advisors, Llc for Brookstone Capital Management Llc (registered 2024-07-17)
    Jun 13, 2024 · Advisor changed firm · fact
  • Raul Antonio Gomez left Elevated Capital Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2024-04-17)
    Apr 16, 2024 · Advisor changed firm · fact
  • Andy Mitkowski left Elevated Capital Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2023-11-30)
    Nov 20, 2023 · Advisor changed firm · fact
  • Michael Charles Ortola left Elevated Capital Advisors, Llc for Cetera Investment Advisers Llc (registered 2023-08-10)
    Aug 21, 2023 · Advisor changed firm · fact
  • Brian Dufort Lowery left Elevated Capital Advisors, Llc for Wealth Watch Advisors, Inc (registered 2024-10-30)
    Jul 10, 2023 · Advisor changed firm · fact
  • Patrick Steven Berch left Elevated Capital Advisors, Llc for Waterfront Wealth Inc. (registered 2022-10-17)
    Oct 11, 2022 · Advisor changed firm · fact
  • Shane Davis left Elevated Capital Advisors, Llc for Park Avenue Securities Llc (registered 2022-10-12)
    Sep 27, 2022 · Advisor changed firm · fact
  • Paul Vincent Caputo left Elevated Capital Advisors, Llc for Lpl Financial Llc (registered 2026-05-26)
    Aug 3, 2022 · Advisor changed firm · fact
  • Shakaib Tariq left Elevated Capital Advisors, Llc for Fidelity Personal And Workplace Advisors (registered 2022-09-20)
    May 3, 2022 · Advisor changed firm · fact
  • Marques Dalon Miles left Elevated Capital Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2022-04-18)
    Apr 19, 2022 · Advisor changed firm · fact
  • Vernon Albert Hargrave left Elevated Capital Advisors, Llc for Brookstone Wealth Advisors, Llc (registered 2022-04-18)
    Apr 19, 2022 · Advisor changed firm · fact
  • 2 advisors left Elevated Capital Advisors, LLC (Plano, TX) for Brookstone Wealth Advisors, LLC on the same day
    Apr 19, 2022 · Team lift-out · derived
  • Elevated Capital Advisors, Llc filed its initial SEC registration (Form ADV)
    Jun 22, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
385-237-3338reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/elevated-capital-advisors-llcreportedpublic record, Form ADV, Sep 17, 2026
Website
ELEVATEYOURPLANNING.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
385-237-3338reportedpublic record, Form ADV, Mar 17, 2026
Contact form
elevateyourplanning.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
elevateyourplanning.com/team-membersreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$23.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026