RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• D•••• H••••
- K•••• W••••• L•• independent RIA currentsince Apr 1, 2026 · San Diego, Ca
- F•••• P••••••• W•••••• L•• independent RIASep 12, 2024 to Apr 28, 2026 · Coeur D` Alene, Id
- H••••••••• L•• formerSep 25, 2006 to Nov 21, 2024 · San Diego, Ca
- M•• A••••••• F•••••••• M••••••••• I••• formerMay 4, 2004 to Oct 21, 2008 · San Diego, Ca
- H••••••••• unclassifiedJan 24, 2003 to Sep 13, 2006 · San Diego, Ca
- F•• A•••••••• I••• asset managerJul 8, 1997 to May 4, 2004 · San Diego, Ca
- F•••• P••••••• W•••••• L•• to K•••• W••••• L••left Apr 28, 2026, registered Apr 1, 2026 (-27 days) · RIA to RIA
- H••••••••• L•• to F•••• P••••••• W•••••• L••left Nov 21, 2024, registered Sep 12, 2024 (-70 days) · RIA to RIA · moved with a team
- M•• A••••••• F•••••••• M••••••••• I••• to H••••••••• L••left Oct 21, 2008, registered Sep 25, 2006 (-757 days) · Other
- H••••••••• to M•• A••••••• F•••••••• M••••••••• I•••left Sep 13, 2006, registered May 4, 2004 (-862 days) · Other
- F•• A•••••••• I••• to H•••••••••left May 4, 2004, registered Jan 24, 2003 (-466 days) · Other
- K•••• D•••• H•••• left F•••• P••••••• W•••••• L•• for K•••• W••••• L•• (registered 2026-04-01)Apr 28, 2026 · Advisor changed firm · fact
- K•••• D•••• H•••• left H••••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2024-09-12)Nov 21, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address