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Registered advisor
P••••• J•• P•••••
Feed of 09/14/2026
Also filed as P••••• P••••• Mccarley
At current firm
7 y
since Apr 5, 2019
In the industry
30 y
since Jun 10, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 5, 2019 · Opelika, Al
- W•••• F•••• A••••••• wirehouseMay 20, 2015 to Apr 4, 2019 · Madison, Fl
- B••• I••••••••• S•••••••• I••• formerJan 14, 2013 to May 18, 2015 · Charlotte, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to May 26, 2011 · Birmingham, Al
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 22, 2005 to Jun 1, 2009 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 4, 2019, registered Apr 5, 2019 (1 days) · Wirehouse to independent RIA
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 18, 2015, registered May 20, 2015 (2 days) · Other
- M••••• S•••••• to B••• I••••••••• S•••••••• I•••left May 26, 2011, registered Jan 14, 2013 (599 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address