DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M•••••• V••••

M••••• S••••••wirehouseSea Girt, Njdual registrantIAPD 1112161

Feed of 09/14/2026

At current firm

1 y

since Sep 27, 2024

In the industry

42 y

since May 4, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Sep 27, 2024 · Sea Girt, Nj
S•••••• N••••••• • C••••••• I••••••••• national BD
Jun 1, 2015 to Oct 4, 2024 · Shrewsbury, Nj
R•• C•••••• M••••••• L•• national BD
Jan 25, 2010 to Jun 24, 2015 · Wall Township, Nj
W•••• F•••• A••••••• wirehouse
Jul 15, 2005 to Jan 26, 2010 · Spring Lake, Nj
M••••• S•••••• D• I••• unclassified
May 31, 2002 to Jul 19, 2005 · Sea Girth, Nj

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••
left Oct 4, 2024, registered Sep 27, 2024 (-7 days) · Affiliated broker-dealer or bank to wirehouse
R•• C•••••• M••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••
left Jun 24, 2015, registered Jun 1, 2015 (-23 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
left Jan 26, 2010, registered Jan 25, 2010 (-1 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• D• I••• to W•••• F•••• A•••••••
left Jul 19, 2005, registered Jul 15, 2005 (-4 days) · Other

Signals

J••• M•••••• V•••• left S•••••• N••••••• • C••••••• I••••••••• for M••••• S•••••• (registered 2024-09-27)
Oct 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address