DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Craig Arnold Sorenson
Feed of 09/14/2026
Also filed as Craig Arnold Sorenson
At current firm
6 y
since Feb 26, 2020
In the industry
67 y
since Jan 1, 1959 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ele Advisory Services, Inc independent RIA currentsince Feb 26, 2020 · Southfield, Mi
- Ip Financial Advisory Services LLC independent RIAJan 30, 2020 to Feb 24, 2020 · Centennial, Co
- Innovation Partners LLC independent RIAApr 27, 2016 to Feb 25, 2020 · Centennial, Co
- 1st Consumer Advisory Group LLC formerJan 10, 2014 to Dec 31, 2014 · Greenwood Village, Co
- 1st Consumer Advisory Group LLC formerJan 10, 2014 to Jan 25, 2016 · Greenwood Village, Co
- Southeast Investments, N.C., Inc. state registeredMar 6, 2013 to Jan 10, 2014 · Greenwood Village, Co
- Ausdal Financial Partners, Inc. independent RIAApr 27, 2012 to Dec 31, 2012 · Davenport, Ia
- Qa3 Financial LLC unclassifiedMar 17, 2009 to Oct 28, 2010 · Centennial, Co
- Transamerica Financial Advisors, LLC BD affiliatedJul 7, 2008 to Mar 26, 2009 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- Innovation Partners LLC to Ip Financial Advisory Services LLCleft Feb 25, 2020, registered Jan 30, 2020 (-26 days) · Affiliated broker-dealer or bank to independent RIA
- Ip Financial Advisory Services LLC to Ele Advisory Services, Incleft Feb 24, 2020, registered Feb 26, 2020 (2 days) · RIA to RIA
- 1st Consumer Advisory Group LLC to Innovation Partners LLCleft Jan 25, 2016, registered Apr 27, 2016 (93 days) · Other · moved with a team
- Southeast Investments, N.C., Inc. to 1st Consumer Advisory Group LLCleft Jan 10, 2014, registered Jan 10, 2014 (0 days) · Other
- Ausdal Financial Partners, Inc. to Southeast Investments, N.C., Inc.left Dec 31, 2012, registered Mar 6, 2013 (65 days) · Other
- Qa3 Financial LLC to Ausdal Financial Partners, Inc.left Oct 28, 2010, registered Apr 27, 2012 (547 days) · Other
- Transamerica Financial Advisors, LLC to Qa3 Financial LLCleft Mar 26, 2009, registered Mar 17, 2009 (-9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 67derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address