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Feed of 09/14/2026
Also filed as C•••••••• G••••••
At current firm
4 y
since Jul 8, 2022
In the industry
39 y
since Oct 8, 1986 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 8, 2022 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseAug 1, 2014 to Jul 19, 2022 · New York, Ny
- W•••• F•••• A••••••• wirehouseFeb 14, 2012 to Aug 7, 2014 · New York, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 7, 2012 · Paramus, Nj
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Ridgewood, Nj
- M••••• S•••••• D• I••• unclassifiedJun 5, 2002 to Apr 2, 2007 · Ridgewood, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 19, 2022, registered Jul 8, 2022 (-11 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Aug 7, 2014, registered Aug 1, 2014 (-6 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 7, 2012, registered Feb 14, 2012 (-22 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- C•••••••• G•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-07-08)Jul 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address