RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• R•••• P••••
- C••••••••• I••••••••• A•••••••• L•• independent RIA currentsince May 28, 2026 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedAug 14, 2020 to Jun 12, 2026 · Basking Ridge, Nj
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Aug 14, 2020 · Bedminster, Nj
- A• G• E•••••• • S•••• I••• unclassifiedDec 15, 2003 to Jan 1, 2008 · Warren, Nj
- O••••••••• • C•• I••• BD affiliatedJul 18, 2003 to Dec 15, 2003 · Florham Park, Nj
- U•• F•••••••• S••••••• I••• wirehouseApr 5, 2002 to Jul 30, 2003 · Florham Park, Nj
- L•• F•••••••• L•• to C••••••••• I••••••••• A•••••••• L••left Jun 12, 2026, registered May 28, 2026 (-15 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to L•• F•••••••• L••left Aug 14, 2020, registered Aug 14, 2020 (0 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- O••••••••• • C•• I••• to A• G• E•••••• • S•••• I•••left Dec 15, 2003, registered Dec 15, 2003 (0 days) · Other
- U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••left Jul 30, 2003, registered Jul 18, 2003 (-12 days) · Other
- O••• R•••• P•••• left L•• F•••••••• L•• for C••••••••• I••••••••• A•••••••• L•• (registered 2026-05-28)Jun 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address