G••••• O••••• O••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Rochester, Ny
• A•••••• A••••••• S••••••• former
  Jan 17, 2017 to Sep 5, 2025 · Rochester, Ny
• A••••••• F•••••••• A•••••••• L•• BD affiliated
  Feb 3, 2015 to Jan 18, 2017 · Hilton, Ny
• E••••• J•••• national BD
  Jun 24, 2009 to Apr 29, 2014 · St Louis, Mo

• A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
  left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
• A••••••• F•••••••• A•••••••• L•• to A•••••• A••••••• S•••••••
  left Jan 18, 2017, registered Jan 17, 2017 (-1 days) · Other
• E••••• J•••• to A••••••• F•••••••• A•••••••• L••
  left Apr 29, 2014, registered Feb 3, 2015 (280 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address