DFX Intelligence
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Registered advisor
L•••••• J•• S••••••
Feed of 09/14/2026
Also filed as L•••••• J•• S••••••••• J•• S••••••
At current firm
1 y
since Jun 27, 2025
In the industry
41 y
since Nov 9, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jun 27, 2025 · Atlanta, Ga
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Jun 27, 2025 · Fort Lauderdale, Fl
- U•• F•••••••• S••••••• I••• wirehouseFeb 28, 2013 to Jul 23, 2025 · Hallandale Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 11, 2013 · Aventura, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 31, 1993 to Jun 1, 2009 · Aventura, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Jul 23, 2025, registered Jun 27, 2025 (-26 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 11, 2013, registered Feb 28, 2013 (-11 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- L•••••• J•• S•••••• left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M••••••••• (registered 2025-06-27)Jul 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address