DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ken Hall Barnett
Feed of 09/14/2026
Also filed as Ken Hall Barnett
At current firm
0 y
since Apr 13, 2026
In the industry
43 y
since Jul 14, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Apr 13, 2026 · Ridgeland, Ms
- Stephens BD affiliatedJun 1, 2009 to Apr 13, 2026 · Ridgeland, Ms
- Wells Fargo Advisors wirehouseJan 1, 2008 to Jun 2, 2009 · Ridgeland, Ms
- A. G. Edwards & Sons, Inc. unclassifiedSep 29, 2003 to Jan 1, 2008 · Ridgeland, Ms
Moves
a registration end followed by a registration begin elsewhere
- Stephens to Raymond James & Associates, Inc.left Apr 13, 2026, registered Apr 13, 2026 (0 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Stephensleft Jun 2, 2009, registered Jun 1, 2009 (-1 days) · Other
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- Ken Hall Barnett left Stephens for Raymond James & Associates, Inc. (registered 2026-04-13)Apr 13, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address