RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E••• W•••••
- •••••••• independent RIA currentsince Nov 4, 2025 · Livingston, Nj
- W•••• F•••• A••••••• wirehouseJun 29, 2012 to Nov 12, 2025 · Florham Park, Nj
- R•• C•••••• M••••••• L•• national BDMay 13, 2002 to Jul 6, 2012 · Florham Park, Nj
- W•••• F•••• A••••••• to ••••••••left Nov 12, 2025, registered Nov 4, 2025 (-8 days) · Wirehouse to independent RIA · moved with a team
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Jul 6, 2012, registered Jun 29, 2012 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- J••• E••• W••••• left W•••• F•••• A••••••• for &Partners (registered 2025-11-04)Nov 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address