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Former SEC-registered adviser

A••• L••••••• I••

Former SEC-registered adviserSeattle, WashingtonCRD 148225SEC 801-131783websiteIAPD
Latest filing May 23, 2025
First filing on the tape Dec 10, 2024 · 3 filings
SEC status approved since May 30, 2025
RAUM
$119M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$119M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$119M as of May 23, 2025
Dec 10, 2024$125M then
HNW client RAUM$52.3M as of May 23, 2025
Dec 10, 2024$52.3M then
State-registered IARs (5.B.3)1 as of May 23, 2025
Dec 10, 20241 then
Employees (5.A)2 as of May 23, 2025
Dec 10, 20242 then
Private funds: no history
Practice profile
derived from the filing of May 23, 2025; every figure names its basis
RAUM per advisor
$119MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
408derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$220,501derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$66.3M56%
  • High-net-worth individuals$52.3M44%
  • Charitable organizations$8210.0%
Individual clients
380reported
HNW clients
28reported
Pension plan clients
n/areported
Charitable clients
2reported
Accounts
538reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••••• T••••• L••••Chartered Financial ConsultantSeattle, WaDec 2, 200844 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • L••••• A•••••••• T••••• · President & Chief Compliance Officercontrol
      since 08/2008 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 537 to 538
      Dec 20, 2024 to May 23, 2025
    • HNW clients · 27 to 28
      Dec 20, 2024 to May 23, 2025
    • Individual clients · 390 to 380
      Dec 20, 2024 to May 23, 2025
    • Financial planning clients · 0 to 0
      Dec 20, 2024 to May 23, 2025
    • Discretionary RAUM · $125M to $119M
      Dec 20, 2024 to May 23, 2025
    • HNW RAUM · $52.3M to $52.3M
      Dec 20, 2024 to May 23, 2025
    • Individual RAUM · $72.9M to $66.3M
      Dec 20, 2024 to May 23, 2025
    • RAUM · $125M to $119M
      Dec 20, 2024 to May 23, 2025
    Signals
    2 dated events
    • A••• L••••••• I•• no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $118.6M)
      Jan 2, 2026 · Left the SEC roster · derived
    • A••• L••••••• I•• filed its initial SEC registration (Form ADV)
      Dec 10, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    ATL••••INC.COMreportedpublic record, Form ADV, Sep 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $119Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026