DFX Intelligence
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Registered advisor
J•••• P•••• D••••••
Feed of 09/14/2026
At current firm
9 y
since Nov 1, 2016
In the industry
43 y
since Jul 19, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Nov 1, 2016 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseOct 17, 2006 to Oct 31, 2016 · Chagrin Falls, Oh
- A• G• E•••••• • S•••• I••• unclassifiedMar 24, 2000 to Oct 12, 2006 · Chardon, Oh
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Oct 31, 2016, registered Nov 1, 2016 (1 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Oct 12, 2006, registered Oct 17, 2006 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address