RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• A•••••• S•••••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Jul 11, 2017 · Baltimore, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 6, 2013 to Jul 26, 2017 · Baltimore, Md
- S•• I••••••••• I••• formerMay 22, 2007 to Mar 6, 2013 · Baltimore, Md
- G••••• W••••• M••••••••• I••• BD affiliatedJul 1, 2004 to Feb 27, 2006 · Baltimore, Md
- C••••• A••••••• L•• formerMay 5, 1998 to Jul 13, 2004 · Baltimore, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• to J• W• C••• A•••••••• I•••left Jul 26, 2017, registered Jul 11, 2017 (-15 days) · Other · moved with a team
- S•• I••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 6, 2013, registered Mar 6, 2013 (0 days) · Other
- G••••• W••••• M••••••••• I••• to S•• I••••••••• I•••left Feb 27, 2006, registered May 22, 2007 (449 days) · Other
- C••••• A••••••• L•• to G••••• W••••• M••••••••• I•••left Jul 13, 2004, registered Jul 1, 2004 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address