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Registered advisor
J•••• J• D•••
Feed of 09/15/2026
Also filed as J•••• J David
At current firm
1 y
since Sep 12, 2025
In the industry
43 y
since Jul 22, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 12, 2025 · Springfield, Ma
- R•••••• J•••• • A••••••••• I••• national BDJul 28, 2016 to Sep 15, 2025 · Springfield, Ma
- M••••• S•••••• wirehouseJun 1, 2009 to Feb 7, 2012 · Springfield, Ma
- M••••• S•••••• • C•• L•• unclassifiedApr 13, 2007 to Jun 1, 2009 · Springfield, Ma
- W•••• F•••• A••••••• wirehouseApr 19, 2006 to Apr 16, 2007 · Springfield, Ma
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 15, 2025, registered Sep 12, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Feb 7, 2012, registered Jul 28, 2016 (1633 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Apr 16, 2007, registered Apr 13, 2007 (-3 days) · Other
Signals
- J•••• J• D••• left R•••••• J•••• • A••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-09-12)Sep 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address