DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Falco
Feed of 09/14/2026
Also filed as Mike Falco
At current firm
2 y
since May 15, 2024
In the industry
43 y
since Aug 26, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Falco Wealth Management state registered currentsince May 15, 2024 · Paoli, Pa
- Virtue Capital Management, LLC independent RIAApr 18, 2018 to May 15, 2024 · Paoli, Pa
- Horter Investment Management, LLC independent RIAFeb 12, 2015 to Apr 19, 2018 · Berwyn, Pa
- Integrity Alliance, LLC BD affiliatedJul 23, 2009 to Dec 31, 2014 · Berwyn, Pa
- On Investment Management Co BD affiliatedJun 30, 2006 to Jul 27, 2009 · Berwyn, Pa
Moves
a registration end followed by a registration begin elsewhere
- Virtue Capital Management, LLC to Falco Wealth Managementleft May 15, 2024, registered May 15, 2024 (0 days) · RIA to a state-registered adviser
- Horter Investment Management, LLC to Virtue Capital Management, LLCleft Apr 19, 2018, registered Apr 18, 2018 (-1 days) · RIA to RIA · moved with a team
- Integrity Alliance, LLC to Horter Investment Management, LLCleft Dec 31, 2014, registered Feb 12, 2015 (43 days) · Other
- On Investment Management Co to Integrity Alliance, LLCleft Jul 27, 2009, registered Jul 23, 2009 (-4 days) · Other
Signals
- Michael John Falco left Virtue Capital Management, Llc for Falco Wealth Management (registered 2024-05-15)May 15, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address