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- Professional profile
- ••• Lockedreportedandpartners.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- •••••••• independent RIA currentsince Nov 9, 2023 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseAug 2, 2021 to Jun 7, 2023 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 7, 2021 · Charlotte, Nc
- P••••••••• E••••• G••••• L•• unclassifiedDec 31, 2001 to Jul 1, 2003 · Charlotte, Nc
- W•••• F•••• A••••••• to ••••••••left Jun 7, 2023, registered Nov 9, 2023 (155 days) · Wirehouse to independent RIA
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- ••• LockedJun 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address