RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J•••• T•••••••
- G••••• V••• C•••••• M••••••••• L•• independent RIA currentsince Sep 25, 2023 · Waukesha, Wi
- O••••••••• S••••••••• I••• BD affiliatedNov 21, 2012 to Sep 28, 2023 · Oklahoma City, Ok
- C•••••••• F•••••••• G•••• A••••••• formerMar 15, 1996 to Dec 19, 2012 · Bethany, Ok
- O••••••••• S••••••••• I••• to G••••• V••• C•••••• M••••••••• L••left Sep 28, 2023, registered Sep 25, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• F•••••••• G•••• A••••••• to O••••••••• S••••••••• I•••left Dec 19, 2012, registered Nov 21, 2012 (-28 days) · Other
- E••••• J•••• T••••••• left O••••••••• S••••••••• I••• for G••••• V••• C•••••• M••••••••• L•• (registered 2023-09-25)Sep 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address