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Registered advisor
D•••• L•••••
Feed of 09/15/2026
Also filed as David Alan Lanshe
At current firm
11 y
since Oct 2, 2014
In the industry
38 y
since May 20, 1988 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 2, 2014 · Millbrae, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 15, 2014 · Livermore, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 4, 2007 to Oct 23, 2009 · Norfolk, Va
- W•••• F•••• A••••••• wirehouseOct 17, 2006 to Sep 4, 2007 · Richmond, Va
- U•• F•••••••• S••••••• I••• wirehouseMay 19, 2005 to Oct 31, 2006 · Santa Rosa, Ca
- T••••• S••••••••• I••• unclassifiedJul 1, 2002 to Jun 15, 2004 · Richmond, Va
- D••••••• B••• S••••••••• I••• no RAUMJan 16, 2001 to Jul 11, 2002 · Richmond , Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 15, 2014, registered Oct 2, 2014 (17 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 4, 2007, registered Sep 4, 2007 (0 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 31, 2006, registered Oct 17, 2006 (-14 days) · Wirehouse to wirehouse
- T••••• S••••••••• I••• to U•• F•••••••• S••••••• I•••left Jun 15, 2004, registered May 19, 2005 (338 days) · Other
- D••••••• B••• S••••••••• I••• to T••••• S••••••••• I•••left Jul 11, 2002, registered Jul 1, 2002 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address