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Registered advisor

M••• E••••• R•••••

H••••• A••••••• L••state registeredDallas, TxIA-onlyIAPD 1163983

Feed of 09/14/2026

Also filed as Mark Rhodes

At current firm

2 y

since Jul 16, 2024

In the industry

43 y

since Sep 8, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••• A••••••• L•• state registered current
since Jul 16, 2024 · Dallas, Tx
N•• I••••••••• M••••••••• asset manager
Dec 22, 2022 to Aug 13, 2024 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 18, 2015 to May 12, 2021 · Dallas, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 4, 2004 to May 11, 2015 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 14, 1998 to Sep 22, 2004 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

N•• I••••••••• M••••••••• to H••••• A••••••• L••
left Aug 13, 2024, registered Jul 16, 2024 (-28 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• I••••••••• M•••••••••
left May 12, 2021, registered Dec 22, 2022 (589 days) · Other
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 11, 2015, registered May 18, 2015 (7 days) · Wirehouse to wirehouse · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Sep 22, 2004, registered Oct 4, 2004 (12 days) · Wirehouse to wirehouse

Signals

M••• E••••• R••••• left N•• I••••••••• M••••••••• for H••••• A••••••• L•• (registered 2024-07-16)
Aug 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address